0001225208-13-017663.txt : 20130812 0001225208-13-017663.hdr.sgml : 20130812 20130812171739 ACCESSION NUMBER: 0001225208-13-017663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130808 FILED AS OF DATE: 20130812 DATE AS OF CHANGE: 20130812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1212 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swift Christopher CENTRAL INDEX KEY: 0001349356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 131030495 MAIL ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER STREET 2: 3200 PLAZA 5 CITY: JERSEY CITY STATE: NJ ZIP: 07311 4 1 doc4.xml X0306 4 2013-08-08 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001349356 Swift Christopher ONE HARTFORD PLAZA HARTFORD CT 06155 1 Executive VP and CFO Common Stock 2013-08-08 4 F 0 11367.0000 31.6200 D 11996.7890 D Common Stock 2013-08-09 4 M 0 1937.5320 0 A 13934.3210 D Common Stock 2013-08-09 4 D 0 1937.5320 31.6200 D 11996.7890 D Restricted Stock Units 36240.4190 D Deferred Units 2013-08-09 4 M 0 1937.5320 D 2013-08-06 Common Stock 1937.5320 0.0000 D Stock Option 20.6300 2022-02-28 Common Stock 148448.0000 148448.0000 D Stock Option 28.9100 2021-03-01 Common Stock 92937.0000 92937.0000 D Stock Option 24.1500 2023-03-05 Common Stock 141388.0000 141388.0000 D Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan. Each deferred unit is equal to one share of the Company's common stock. On August 9, 2013, 1,937.532 of the reporting person's deferred units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on August 6, 2013. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options will become exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date. One-third of the options became exercisable on March 1, 2012, an additional one-third of the options became exercisable on March 1, 2013, and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date One-third of the options will become exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date. /s/ Leslie T. Soler, Attorney-in-Fact 2013-08-12