0001225208-13-017663.txt : 20130812
0001225208-13-017663.hdr.sgml : 20130812
20130812171739
ACCESSION NUMBER: 0001225208-13-017663
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130808
FILED AS OF DATE: 20130812
DATE AS OF CHANGE: 20130812
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1212
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swift Christopher
CENTRAL INDEX KEY: 0001349356
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 131030495
MAIL ADDRESS:
STREET 1: HARBORSIDE FINANCIAL CENTER
STREET 2: 3200 PLAZA 5
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
4
1
doc4.xml
X0306
4
2013-08-08
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001349356
Swift Christopher
ONE HARTFORD PLAZA
HARTFORD
CT
06155
1
Executive VP and CFO
Common Stock
2013-08-08
4
F
0
11367.0000
31.6200
D
11996.7890
D
Common Stock
2013-08-09
4
M
0
1937.5320
0
A
13934.3210
D
Common Stock
2013-08-09
4
D
0
1937.5320
31.6200
D
11996.7890
D
Restricted Stock Units
36240.4190
D
Deferred Units
2013-08-09
4
M
0
1937.5320
D
2013-08-06
Common Stock
1937.5320
0.0000
D
Stock Option
20.6300
2022-02-28
Common Stock
148448.0000
148448.0000
D
Stock Option
28.9100
2021-03-01
Common Stock
92937.0000
92937.0000
D
Stock Option
24.1500
2023-03-05
Common Stock
141388.0000
141388.0000
D
Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan.
Each deferred unit is equal to one share of the Company's common stock. On August 9, 2013, 1,937.532 of the reporting person's deferred units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on August 6, 2013.
One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
One-third of the options became exercisable on February 28, 2013, an additional one-third of the options will become exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date.
One-third of the options became exercisable on March 1, 2012, an additional one-third of the options became exercisable on March 1, 2013, and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date
One-third of the options will become exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.
/s/ Leslie T. Soler, Attorney-in-Fact
2013-08-12