0001225208-13-017661.txt : 20130812
0001225208-13-017661.hdr.sgml : 20130812
20130812171736
ACCESSION NUMBER: 0001225208-13-017661
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130808
FILED AS OF DATE: 20130812
DATE AS OF CHANGE: 20130812
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1212
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davey James E
CENTRAL INDEX KEY: 0001556903
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 131030493
MAIL ADDRESS:
STREET 1: 100 MATSONFORD ROAD
CITY: RADNOR
STATE: PA
ZIP: 19087
4
1
doc4.xml
X0306
4
2013-08-08
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001556903
Davey James E
ONE HARTFORD PLAZA
HARTFORD
CT
06155
1
Executive Vice President
Common Stock
2013-08-08
4
F
0
6889.0000
31.6200
D
14796.6970
D
Common Stock
2013-08-09
4
M
0
266.9310
0
A
15064.4480
D
Common Stock
2013-08-09
4
D
0
266.9310
31.6200
D
14797.5170
D
Restricted Stock Units
7972.8920
D
Deferred Units
2013-08-09
4
M
0
266.9310
D
2013-08-06
Common Stock
266.9310
0.0000
D
Stock Option
20.6300
2022-02-28
Common Stock
30364.0000
30364.0000
D
Stock Option
28.9100
2021-03-01
Common Stock
20446.0000
20446.0000
D
Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan.
Each deferred unit is equal to one share of the Company's common stock. On August 9, 2013, 266.931 of the reporting person's deferred units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on August 6, 2013.
One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
One-third of the options became exercisable on February 28, 2013, an additional one-third of the options will become exercisable on February 28, 2014 and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date.
One-third of the options became exercisable on March 1, 2012, an additional one-third of the options became exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
/s/ Anthony J. Salerno, Attorney-in-Fact
2013-08-12