0001225208-13-012091.txt : 20130513 0001225208-13-012091.hdr.sgml : 20130513 20130513164148 ACCESSION NUMBER: 0001225208-13-012091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130509 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGEE LIAM E CENTRAL INDEX KEY: 0001283707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 13837921 MAIL ADDRESS: STREET 1: 100 NORTH TRYON ST STREET 2: NC1 007 56 18 CITY: CHARLOTTEE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1212 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0306 4 2013-05-09 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001283707 MCGEE LIAM E ONE HARTFORD PLAZA HARTFORD CT 06155 1 1 Chairman, President and Common Stock 2013-05-09 4 M 0 12972.7440 0 A 40914.9440 D Common Stock 2013-05-09 4 D 0 12972.7440 28.8000 D 27942.2000 D Restricted Stock Units 210561.6490 D Deferred Units 2013-05-09 4 M 0 12972.7440 D 2013-05-03 Common Stock 12972.7440 0.0000 D Deferred Units 2013-08-06 Common Stock 5572.3940 5572.3940 D Stock Option 20.6300 2022-02-28 Common Stock 506073.0000 506073.0000 D Stock Option 28.9100 2021-03-01 Common Stock 302045.0000 302045.0000 D Stock Option 24.1500 2023-03-05 Common Stock 482005.0000 482005.0000 D Each deferred unit is equal to one share of the Company's common stock. On May 9, 2013, 12972.744 of the reporting person's deferred units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on May 3, 2013. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options will become exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date. One-third of the options became exercisable on March 1, 2012, an additional one-third of the options became exercisable on March 1, 2013, and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date. One-third of the options will become exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date. /s/ Anthony J. Salerno 2013-05-13