0001225208-13-011871.txt : 20130509 0001225208-13-011871.hdr.sgml : 20130509 20130509173647 ACCESSION NUMBER: 0001225208-13-011871 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130507 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swift Christopher CENTRAL INDEX KEY: 0001349356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 13830281 MAIL ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER STREET 2: 3200 PLAZA 5 CITY: JERSEY CITY STATE: NJ ZIP: 07311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1212 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0306 4 2013-05-07 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001349356 Swift Christopher ONE HARTFORD PLAZA HARTFORD CT 06155 1 Executive VP and CFO Common Stock 2013-05-07 4 M 0 37744.9200 0 A 37744.9200 D Common Stock 2013-05-07 4 D 0 37744.9200 28.8000 D 0.0000 D Restricted Stock Units 59413.7790 D Restricted Units 2013-05-07 4 M 0 37744.9200 28.8000 D 2013-05-03 Common Stock 37744.9200 0.0000 D Deferred Units 2013-05-03 Common Stock 1503.0700 1503.0700 D Deferred Units 2013-08-06 Common Stock 1931.3420 1931.3420 D Stock Option 20.6300 2022-02-28 Common Stock 148448.0000 148448.0000 D Stock Option 28.9100 2021-03-01 Common Stock 92937.0000 92937.0000 D Stock Option 24.1500 2023-03-05 Common Stock 141388.0000 141388.0000 D Each restricted unit is equal to one share of the Company's common stock. On May 7, 2013, 37,744.920 of the reporting person's restricted units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on May 3, 2013. Each restricted unit will vest on the expiration date and be settled in cash as soon as practicable, and in any event within 90 days, after the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options will become exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date. One-third of the options became exercisable on March 1, 2012, an additional one-third of the options became exercisable on March 1, 2013, and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date. One-third of the options will become exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date. /s/ Anthony J. Salerno 2013-05-09