0001225208-12-022822.txt : 20121109 0001225208-12-022822.hdr.sgml : 20121109 20121109160130 ACCESSION NUMBER: 0001225208-12-022822 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121108 FILED AS OF DATE: 20121109 DATE AS OF CHANGE: 20121109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davey James E CENTRAL INDEX KEY: 0001556903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 121193636 MAIL ADDRESS: STREET 1: 100 MATSONFORD ROAD CITY: RADNOR STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1212 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0306 4 2012-11-08 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001556903 Davey James E ONE HARTFORD PLAZA HARTFORD CT 06155 1 Executive Vice President Common Stock 2012-11-08 4 M 0 7808.8110 0 A 13136.7290 D Common Stock 2012-11-08 4 D 0 7808.8110 21.4400 D 5327.9180 D Restricted Stock Units 24053.9400 D Restricted Units 2012-11-08 4 M 0 7808.8110 D 2012-11-05 Common Stock 7808.8110 0.0000 D Deferred Units 2013-05-03 Common Stock 616.2260 616.2260 D Deferred Units 2013-08-06 Common Stock 263.9290 263.9290 D Restricted Units 2013-02-25 Common Stock 16816.9070 16816.9070 D Stock Option 20.6300 2022-02-28 Common Stock 30364.0000 30364.0000 D Stock Option 28.9100 2021-03-01 Common Stock 20446.0000 20446.0000 D Each restricted unit is equal to one share of the Company's common stock. On 11/08/12, 7808.811 of the reporting person's restricted units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on 11/05/2012. Each restricted unit will vest on the expiration date and be settled in cash as soon as practicable, and in any event within 90 days, after the expiration date for an amount equal to the closing stock price per share of the company's common stock on the expiration date as reported on the New York Stock Exchange One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (5/3/2010 based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (5/3/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (8/6/2010) base on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the option will become exercisable on 2/28/13, an additional one-third of the option will become exercisable on 2/28/14 and the remaining one-third of the option will become exercisable on 2/28/15, the third anniversary of the grant date. One-third of the option became exercisable on 3/1/2012, an additional one-third of the option will become exercisable on 3/1/2013 and the remaining one-third of the option will become exercisable on 3/1/2014, the third anniversary of the grant date. /s/ Anthony J. Salerno, Attorney-in-Fact 2012-11-09