0001223203-19-000047.txt : 20190625
0001223203-19-000047.hdr.sgml : 20190625
20190625171712
ACCESSION NUMBER: 0001223203-19-000047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190621
FILED AS OF DATE: 20190625
DATE AS OF CHANGE: 20190625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Brion S
CENTRAL INDEX KEY: 0001550901
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 19919363
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP, INC.
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
DATE OF NAME CHANGE: 19990402
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-06-21
0
0000874766
HARTFORD FINANCIAL SERVICES GROUP, INC.
HIG
0001550901
Johnson Brion S
ONE HARTFORD PLAZA
HARTFORD
CT
06155
0
1
0
0
Executive Vice President
Common Stock
2019-06-21
4
S
0
5660
55.609
D
51499.123
D
Common Stock
2019-06-21
4
M
0
10387
35.83
A
61886.123
D
Common Stock
2019-06-21
4
S
0
10387
55.609
D
51499.123
D
Common Stock
2019-06-24
4
S
0
5660
55.827
D
45839.123
D
Common Stock
2019-06-24
4
M
0
10387
35.83
A
56226.123
D
Common Stock
2019-06-24
4
S
0
10387
55.826
D
45839.123
D
Stock Option
35.83
2019-06-21
4
M
0
10387
0
D
2024-03-04
Common Stock
10387
20775
D
Stock Option
35.83
2019-06-24
4
M
0
10387
0
D
2024-03-04
Common Stock
10387
10388
D
Stock Option
49.01
2029-02-26
Common Stock
74722
74722
D
Stock Option
41.25
2025-03-03
Common Stock
56604
56604
D
Stock Option
43.59
2026-03-01
Common Stock
55601
55601
D
Stock Option
48.89
2027-02-28
Common Stock
60582
60582
D
Stock Option
53.81
2028-02-27
Common Stock
56964
56964
D
The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Johnson on May 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.41 to $55.79 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.37 to $55.79 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.56 to $56.06 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.54 to $56.10 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
One-third of the options became exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.
/s/ Anthony J. Salerno, Jr. Attorney-in-Fact
2019-06-25