0001223203-19-000041.txt : 20190517
0001223203-19-000041.hdr.sgml : 20190517
20190517162127
ACCESSION NUMBER: 0001223203-19-000041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190515
FILED AS OF DATE: 20190517
DATE AS OF CHANGE: 20190517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Paiano Robert W
CENTRAL INDEX KEY: 0001709978
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 19835970
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-05-15
0
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001709978
Paiano Robert W
ONE HARTFORD PLAZA
HARTFORD
CT
06155
0
1
0
0
EVP & Chief Risk Officer
Common Stock
2019-05-15
4
M
0
5000
28.91
A
33341.845
D
Common Stock
2019-05-15
4
S
0
5000
52.4
D
28341.845
D
Restricted Stock Units
9437.154
D
Stock Option
28.91
2019-05-15
4
M
0
5000
28.91
D
2021-03-01
Common Stock
5000
3011
D
Stock Option
20.63
2022-02-28
Common Stock
20243
20243
D
Stock Option
24.15
2023-03-05
Common Stock
19794
19794
D
Stock Option
35.83
2024-03-04
Common Stock
14542
14542
D
Stock Option
41.25
2025-03-03
Common Stock
14528
14528
D
Stock Option
43.59
2026-03-01
Common Stock
13138
13138
D
Stock Option
48.89
2027-02-28
Common Stock
13934
13934
D
Stock Option
49.01
2029-02-26
Common Stock
34159
34159
D
Stock Option
53.81
2028-02-27
Common Stock
26702
26702
D
The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Paiano on September 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
One-third of the options became exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.
/s/ Anthony J. Salerno, Jr. Attorney-in-Fact
2019-05-17