0001223203-19-000041.txt : 20190517 0001223203-19-000041.hdr.sgml : 20190517 20190517162127 ACCESSION NUMBER: 0001223203-19-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paiano Robert W CENTRAL INDEX KEY: 0001709978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 19835970 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-05-15 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001709978 Paiano Robert W ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 EVP & Chief Risk Officer Common Stock 2019-05-15 4 M 0 5000 28.91 A 33341.845 D Common Stock 2019-05-15 4 S 0 5000 52.4 D 28341.845 D Restricted Stock Units 9437.154 D Stock Option 28.91 2019-05-15 4 M 0 5000 28.91 D 2021-03-01 Common Stock 5000 3011 D Stock Option 20.63 2022-02-28 Common Stock 20243 20243 D Stock Option 24.15 2023-03-05 Common Stock 19794 19794 D Stock Option 35.83 2024-03-04 Common Stock 14542 14542 D Stock Option 41.25 2025-03-03 Common Stock 14528 14528 D Stock Option 43.59 2026-03-01 Common Stock 13138 13138 D Stock Option 48.89 2027-02-28 Common Stock 13934 13934 D Stock Option 49.01 2029-02-26 Common Stock 34159 34159 D Stock Option 53.81 2028-02-27 Common Stock 26702 26702 D The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Paiano on September 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. The options became fully exercisable on February 28, 2015, the third anniversary of the grant date. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date. One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date. One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. One-third of the options became exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. /s/ Anthony J. Salerno, Jr. Attorney-in-Fact 2019-05-17