0001209191-12-041457.txt : 20120813 0001209191-12-041457.hdr.sgml : 20120813 20120813162031 ACCESSION NUMBER: 0001209191-12-041457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120810 FILED AS OF DATE: 20120813 DATE AS OF CHANGE: 20120813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGEE LIAM E CENTRAL INDEX KEY: 0001283707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 121027906 MAIL ADDRESS: STREET 1: 100 NORTH TRYON ST STREET 2: NC1 007 56 18 CITY: CHARLOTTEE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-08-10 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001283707 MCGEE LIAM E ONE HARTFORD PLAZA HARTFORD CT 06155 1 1 0 0 Chairman, President and CEO Common Stock 2012-08-10 4 M 0 5499.052 A 32768.057 D Common Stock 2012-08-10 4 D 0 5499.052 17.12 D 27269.005 D Restricted Stock Unit 207790.276 D Stock Option 28.91 2021-03-01 Common Stock 302045 302045 D Stock Options 20.63 2022-02-28 Common Stock 506073 506073 D Restricted Units 2013-02-25 Common Stock 115237.037 115237.037 D Deferred Units 2013-02-25 Common Stock 15318.208 15318.208 D Deferred Units 2013-05-03 Common Stock 12801.999 12801.999 D Deferred Units 2012-08-10 4 M 0 5499.052 D 2013-08-06 Common Stock 5499.052 5499.052 D Each deferred unit is the economic equivalent of one share of the Company's common stock. On August 10, 2012, 5,499.052 of the reporting person's deferred units were settled for cash, based upon the Company's closing stock price on the New York Stock Exchange on August 6, 2012. One-third of the options became exercisable on March 1, 2012, an additional one-third of the options will become exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date. One-third of the options will become exercisable on February 28, 2013, an additional one-third of the options will become exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days, after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (February 25, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. /s/ Terence Shields POA by Power of Attorney for Liam E. McGee dated January 31st, 2012. 2012-08-13