0001209191-12-041454.txt : 20120813 0001209191-12-041454.hdr.sgml : 20120813 20120813161527 ACCESSION NUMBER: 0001209191-12-041454 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120810 FILED AS OF DATE: 20120813 DATE AS OF CHANGE: 20120813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levenson David N CENTRAL INDEX KEY: 0001496141 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 121027832 MAIL ADDRESS: STREET 1: 200 HOPMEADOW STREET CITY: SIMSBURY STATE: CT ZIP: 06089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-08-10 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001496141 Levenson David N ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Common Stock 2012-08-10 4 M 0 224.272 A 769.899 D Common Stock 2012-08-10 4 D 0 224.272 17.12 D 545.627 D Restricted Stock 3467 D Restricted Stock Unit 64775.72 D Stock Option 65.99 2014-02-20 Common Stock 2466 2466 D Stock Option 7.04 2019-02-25 Common Stock 9135 9135 D Stock Option 28.91 2021-03-01 Common Stock 78996 78996 D Stock Option 20.63 2022-02-28 Common Stock 121457 121457 D Restricted Units 2012-11-05 Common Stock 9365.702 9365.702 D Restricted Units 2013-02-25 Common Stock 20315.86 20315.86 D Deferred Units 2013-05-03 Common Stock 517.396 517.396 D Deferred Units 2012-08-10 4 M 0 224.272 D 2013-08-06 Common Stock 224.272 224.272 D Each deferred unit is the economic equivalent of one share of the Company's common stock. On August 10, 2012, 224.272 of the reporting person's deferred units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on August 6, 2012. All options became exercisable as of February 18, 2007. All options became exercisable on February 25, 2012. One third of the options became exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013, and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date. One third of the options will become exercisable on February 28, 2013, an additional one third of the options will become exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date. Each restricted unit will vest on the expiration date and be settled in cash as soon as practicable, and in any event within 90 days, after the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange. One-third of the deferred unit award settles in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (5/03/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award settles in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (8/06/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. /s/ Terence Shields by POA for David N. Levenson dated February 6, 2012. 2012-08-13