0001209191-12-041454.txt : 20120813
0001209191-12-041454.hdr.sgml : 20120813
20120813161527
ACCESSION NUMBER: 0001209191-12-041454
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120810
FILED AS OF DATE: 20120813
DATE AS OF CHANGE: 20120813
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levenson David N
CENTRAL INDEX KEY: 0001496141
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 121027832
MAIL ADDRESS:
STREET 1: 200 HOPMEADOW STREET
CITY: SIMSBURY
STATE: CT
ZIP: 06089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-08-10
0
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001496141
Levenson David N
ONE HARTFORD PLAZA
HARTFORD
CT
06155
0
1
0
0
Executive Vice President
Common Stock
2012-08-10
4
M
0
224.272
A
769.899
D
Common Stock
2012-08-10
4
D
0
224.272
17.12
D
545.627
D
Restricted Stock
3467
D
Restricted Stock Unit
64775.72
D
Stock Option
65.99
2014-02-20
Common Stock
2466
2466
D
Stock Option
7.04
2019-02-25
Common Stock
9135
9135
D
Stock Option
28.91
2021-03-01
Common Stock
78996
78996
D
Stock Option
20.63
2022-02-28
Common Stock
121457
121457
D
Restricted Units
2012-11-05
Common Stock
9365.702
9365.702
D
Restricted Units
2013-02-25
Common Stock
20315.86
20315.86
D
Deferred Units
2013-05-03
Common Stock
517.396
517.396
D
Deferred Units
2012-08-10
4
M
0
224.272
D
2013-08-06
Common Stock
224.272
224.272
D
Each deferred unit is the economic equivalent of one share of the Company's common stock. On August 10, 2012, 224.272 of the reporting person's deferred units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on August 6, 2012.
All options became exercisable as of February 18, 2007.
All options became exercisable on February 25, 2012.
One third of the options became exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013, and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
One third of the options will become exercisable on February 28, 2013, an additional one third of the options will become exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date.
Each restricted unit will vest on the expiration date and be settled in cash as soon as practicable, and in any event within 90 days, after the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
One-third of the deferred unit award settles in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (5/03/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
One-third of the deferred unit award settles in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (8/06/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
/s/ Terence Shields by POA for David N. Levenson dated February 6, 2012.
2012-08-13