0001209191-12-014660.txt : 20120301 0001209191-12-014660.hdr.sgml : 20120301 20120301180311 ACCESSION NUMBER: 0001209191-12-014660 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120228 FILED AS OF DATE: 20120301 DATE AS OF CHANGE: 20120301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whelley Eileen Goss CENTRAL INDEX KEY: 0001403435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 12659365 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-28 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001403435 Whelley Eileen Goss ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Common Stock 2012-02-29 4 M 0 2584.41 A 13337.342 D Common Stock 2012-02-29 4 D 0 2584.41 20.48 D 10752.932 D Common Stock 2012-03-01 4 M 0 13467.737 A 24220.669 D Common Stock 2012-03-01 4 D 0 13467.737 20.48 D 10752.932 D Restricted Stock Units 11467.719 D Stock Option 84.90 2016-12-04 Common Stock 6366 6366 D Stock Option 93.69 2017-02-27 Common Stock 5721 5721 D Stock Option 74.88 2018-02-26 Common Stock 7791 7791 D Stock Option 7.04 2019-02-25 Common Stock 27459 27459 D Stock Option 28.91 2021-03-01 Common Stock 30204 30204 D Stock Option 20.63 2012-02-28 4 A 0 47233 0.00 A 2022-02-28 Common Stock 47233 47233 D Restricted Units 2012-03-01 4 M 0 13467.737 D 2012-02-25 Common Stock 13467.737 0 D Restricted Units 2012-11-05 Common Stock 8372.997 8372.997 D Restricted Units 2013-02-25 Common Stock 18418.701 18418.701 D Deferred Units 2012-02-29 4 M 0 2584.41 D 2012-02-25 Common Stock 2584.41 0 D Deferred Units 2013-05-03 Common Stock 1444.079 1444.079 D Deferred Units 2013-08-06 Common Stock 618.799 618.799 D Each deferred unit is equal to one share of the Company's common stock. On February 29, 2012, 2584.410 of the reporting person's deferred units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on February 24, 2012. Each restricted unit is equal to one share of the Company's common stock. On March 1, 2012, 13,467.737 of the reporting person's restricted units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on February 24, 2012. All options became fully exercisable on December 4, 2009, the third anniversary of the grant date. All options became fully exercisable on February 27, 2010, the third anniversary of the grant date. All options became fully exercisable on February 26, 2011, the third anniversary of the grant date. All options became fully fully exercisable on February 25, 2012, the third anniversary of the grant date. One third of the options became exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date. One-third of the options will become exercisable on February 28, 2013, an additional one-third of the options will become exercisable on February 28, 2014 and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after November 5, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange. One-third of the deferred unit award will be settled in cash as soon as practicable and in any event within 90 days after the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days after the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. s/ Anthony J. Salerno, POA for Eileen G. Whelley by Power of Attorney of Eileen G. Whelley dated February 8, 2012. 2012-03-01