0001209191-12-014654.txt : 20120301 0001209191-12-014654.hdr.sgml : 20120301 20120301180129 ACCESSION NUMBER: 0001209191-12-014654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120228 FILED AS OF DATE: 20120301 DATE AS OF CHANGE: 20120301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kreczko Alan J CENTRAL INDEX KEY: 0001403442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 12659354 MAIL ADDRESS: STREET 1: 1 HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-28 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001403442 Kreczko Alan J ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 E.V.P. and General Counsel Common Stock 2012-03-01 4 M 0 18235.93 A 27144.483 D Common Stock 2012-03-01 4 D 0 18235.93 20.48 D 8908.553 D Restricted Stock Units 14996.246 D Stock Options 65.99 2014-02-20 Common Stock 3414 3414 D Stock Options 83.00 2016-02-15 Common Stock 2938 2938 D Stock Options 93.69 2017-02-27 Common Stock 2884 2884 D Stock Options 92.69 2017-07-30 Common Stock 2477 2477 D Stock Options 74.88 2018-02-26 Common Stock 8577 8577 D Stock Options 7.04 2019-02-25 Common Stock 37180 37180 D Stock Option 28.91 2021-03-01 Common Stock 39498 39498 D Stock Options 20.63 2012-02-28 4 A 0 60729 0.00 A 2022-02-28 Common Stock 60729 60729 D Restricted Units 2012-03-01 4 M 0 18235.93 D 2012-02-25 Common Stock 18235.93 0 D Restricted Units 2013-02-25 Common Stock 23445.825 23445.825 D Deferred Units 2013-05-03 Common Stock 1963.946 1963.946 D Each restricted unit is equal to one share of the Company's common stock. On March 1, 2012, 18,235.930 of the reporting person's restricted units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on February 24, 2012. The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date. The option became fully exercisable on February 15, 2009, the third anniversary of the grant date. The option became fully exercisable on February 27, 2010, the third anniversary of the grant date. The option became fully exercisable on July 30, 2010, three years from the date of the grant. The option became fully exercisable on February 26, 2011, three years from the date of the grant. All options became exercisable on February 25, 2012, the third anniversary of the grant date. One third of the option became exercisable on March 1, 2012, an additional one third of the option will become exercisable on March 1, 2013 and the remaining one-third of the option will become exercisable on March 1, 2014, the third anniversary of the grant date. One-third of the option will become exercisable on February 28, 2013, an additional one-third of the option will become exercisable on February 28, 2014 and the remaining one-third of the option will become exercisable on February 28, 2015, the third anniversary of the grant date. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days, after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the Company's common stock on the valuation date as reported on the New York Stock Exchange. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. /s/ Anthony J. Salerno POA for Alan J. Kreczko dated January 27, 2012. 2012-03-01