0001209191-11-059707.txt : 20111206 0001209191-11-059707.hdr.sgml : 20111206 20111206160126 ACCESSION NUMBER: 0001209191-11-059707 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111202 FILED AS OF DATE: 20111206 DATE AS OF CHANGE: 20111206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whelley Eileen Goss CENTRAL INDEX KEY: 0001403435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 111245883 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-12-02 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001403435 Whelley Eileen Goss ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Common Stock 2011-12-02 4 F 0 1945 17.91 D 10746.556 D Restricted Stock 0 D Restricted Stock Units 11399.903 D Stock Option 84.90 2016-12-04 Common Stock 6366 6366 D Stock Option 93.69 2017-02-27 Common Stock 5721 5721 D Stock Option 74.88 2018-02-26 Common Stock 7791 7791 D Stock Option 7.04 2019-02-25 Common Stock 27459 27459 D Stock Option 28.91 2021-03-01 Common Stock 30204 30204 D Restricted Units 2012-02-25 Common Stock 13388.094 13388.094 D Restricted Units 2012-11-05 Common Stock 8323.482 8323.482 D Restricted Units 2013-02-25 Common Stock 18309.78 18309.78 D Deferred Units 2012-02-25 Common Stock 2569.127 2569.127 D Deferred Units 2013-05-03 Common Stock 1435.539 1435.539 D Deferred Units 2013-08-06 Common Stock 615.14 615.14 D Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock. All options became fully exercisable on December 4, 2009, the third anniversary of the grant date. All options became fully exercisable on February 27, 2010, the third anniversary of the grant date. All options became fully exercisable on February 26, 2011, the third anniversary of the grant date. All options become fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant. The pricing condition was met on April 22, 2009. One third of the options will become exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date. Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after November 5, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (February 25, 2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after and in any event within 90 days after, the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. s/ Donald C. Hunt, POA for Laura A. Santirocco, POA for Eileen G. Whelley by Power of Attorney of Eileen G. Whelley dated February 18, 2010. 2011-12-06