0001209191-11-055724.txt : 20111114
0001209191-11-055724.hdr.sgml : 20111111
20111114160151
ACCESSION NUMBER: 0001209191-11-055724
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111109
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levenson David N
CENTRAL INDEX KEY: 0001496141
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 111202294
MAIL ADDRESS:
STREET 1: 200 HOPMEADOW STREET
CITY: SIMSBURY
STATE: CT
ZIP: 06089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-11-09
0
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001496141
Levenson David N
ONE HARTFORD PLAZA
HARTFORD
CT
06155
0
1
0
0
Executive Vice President
Common Stock
2011-11-09
4
M
0
1247.612
A
1776.173
D
Common Stock
2011-11-09
4
D
0
1247.612
17.83
D
528.561
D
Restricted Stock
3467
D
Restricted Stock Unit
63735.383
D
Stock Option
65.99
2014-02-20
Common Stock
2466
2466
D
Stock Option
7.04
2019-02-25
Common Stock
9135
9135
D
Stock Option
28.91
2021-03-01
Common Stock
78996
78996
D
Restricted Units
2012-02-25
Common Stock
13510.92
13510.92
D
Restricted Units
2012-11-05
Common Stock
9215.283
9215.283
D
Restricted Units
2013-02-25
Common Stock
19989.576
19989.576
D
Deferred Units
2011-11-09
4
M
0
1247.612
D
2011-11-05
Common Stock
1247.612
0
D
Deferred Units
2012-02-25
Common Stock
1850.859
1850.859
D
Deferred Units
2013-05-03
Common Stock
1018.174
1018.174
D
Deferred Units
2013-08-06
Common Stock
441.34
441.34
D
Each deferred unit is the equivalent of one share of the Company's common stock. On November 9, 2011, 1247.612 of the reporting person's deferred units were settled in cash based upon the Company's closing stock price on the New York Stock Exchange on November 4, 2011.
All options became exercisable as of February 18, 2007.
7,618 options became exercisable on February 25, 2011 and 9,135 options will become exercisable on February 25, 2012.
One third of the options will become exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013, and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
Each restricted unit will vest on the expiration date and be settled in cash as soon as practicable, and in any event within 90 days, after the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (11/05/2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange. Deferred units are fully vested when credited.
Each deferred unit will be settled in cash as soon as practicable, an in any event, within 90 days, after the second anniversary of the grant date (2/25/2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (5/03/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (8/06/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
/s/ Donald C. Hunt, POA for Ricardo A. Anzaldua, POA for David N. Levenson by POA of David N. Levenson dated July 7, 2010.
2011-11-14