0001209191-11-055724.txt : 20111114 0001209191-11-055724.hdr.sgml : 20111111 20111114160151 ACCESSION NUMBER: 0001209191-11-055724 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111109 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levenson David N CENTRAL INDEX KEY: 0001496141 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 111202294 MAIL ADDRESS: STREET 1: 200 HOPMEADOW STREET CITY: SIMSBURY STATE: CT ZIP: 06089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-11-09 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001496141 Levenson David N ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Common Stock 2011-11-09 4 M 0 1247.612 A 1776.173 D Common Stock 2011-11-09 4 D 0 1247.612 17.83 D 528.561 D Restricted Stock 3467 D Restricted Stock Unit 63735.383 D Stock Option 65.99 2014-02-20 Common Stock 2466 2466 D Stock Option 7.04 2019-02-25 Common Stock 9135 9135 D Stock Option 28.91 2021-03-01 Common Stock 78996 78996 D Restricted Units 2012-02-25 Common Stock 13510.92 13510.92 D Restricted Units 2012-11-05 Common Stock 9215.283 9215.283 D Restricted Units 2013-02-25 Common Stock 19989.576 19989.576 D Deferred Units 2011-11-09 4 M 0 1247.612 D 2011-11-05 Common Stock 1247.612 0 D Deferred Units 2012-02-25 Common Stock 1850.859 1850.859 D Deferred Units 2013-05-03 Common Stock 1018.174 1018.174 D Deferred Units 2013-08-06 Common Stock 441.34 441.34 D Each deferred unit is the equivalent of one share of the Company's common stock. On November 9, 2011, 1247.612 of the reporting person's deferred units were settled in cash based upon the Company's closing stock price on the New York Stock Exchange on November 4, 2011. All options became exercisable as of February 18, 2007. 7,618 options became exercisable on February 25, 2011 and 9,135 options will become exercisable on February 25, 2012. One third of the options will become exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013, and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date. Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange. Each restricted unit will vest on the expiration date and be settled in cash as soon as practicable, and in any event within 90 days, after the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (11/05/2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange. Deferred units are fully vested when credited. Each deferred unit will be settled in cash as soon as practicable, an in any event, within 90 days, after the second anniversary of the grant date (2/25/2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (5/03/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (8/06/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. /s/ Donald C. Hunt, POA for Ricardo A. Anzaldua, POA for David N. Levenson by POA of David N. Levenson dated July 7, 2010. 2011-11-14