0001209191-11-055722.txt : 20111114
0001209191-11-055722.hdr.sgml : 20111111
20111114160115
ACCESSION NUMBER: 0001209191-11-055722
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111109
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bennett Jonathan R
CENTRAL INDEX KEY: 0001457225
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 111202264
MAIL ADDRESS:
STREET 1: THE HARTFORD
STREET 2: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-11-09
0
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001457225
Bennett Jonathan R
ONE HARTFORD PLAZA
HARTFORD
CT
06155
0
1
0
0
Executive Vice President
Common Stock
2011-11-09
4
M
0
2346.171
A
16797.669
D
Common Stock
2011-11-09
4
D
0
2346.171
17.83
D
14451.498
D
Restricted Stock Units
10873.753
D
Stock Option
65.85
2012-02-23
Common Stock
4080
4080
D
Stock Option
65.99
2014-02-20
Common Stock
3983
3983
D
Stock Option
83.00
2016-02-15
Common Stock
3440
3440
D
Stock Option
93.69
2017-02-27
Common Stock
3662
3662
D
Stock Option
92.69
2017-07-30
Common Stock
1590
1590
D
Stock Option
74.88
2018-02-26
Common Stock
6975
6975
D
Stock Option
7.04
2019-02-25
Common Stock
18301
18301
D
Stock Option
28.91
2021-03-01
Common Stock
28810
28810
D
Restricted Units
2012-02-25
Common Stock
11914.175
11914.175
D
Restricted Units
2012-11-05
Common Stock
8026.216
8026.216
D
Restricted Units
2013-02-25
Common Stock
23727.124
23727.124
D
Deferred Units
2011-11-09
4
M
0
2346.171
D
2011-11-05
Common Stock
2346.171
0
D
Deferred Units
2012-02-25
Common Stock
3496.24
3496.24
D
Deferred Units
2013-05-03
Common Stock
1952.331
1952.331
D
Deferred Units
2013-08-06
Common Stock
833.425
833.425
D
Each deferred unit is the equivalent of one share of the Company's common stock. On November 9, 2011, 2346.171 of the reporting person's deferred units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on November 4, 2011.
All options became exercisable as of February 21, 2005, the third anniversary of the grant date.
All options became exercisable as of February 18, 2007, the third anniversary of the grant date.
All options became exercisable as of February 15, 2009, the third anniversary of the grant date.
All options became exercisable as of February 27, 2010, the third anniversary of the grant date.
All options became exercisable as of July 30, 2010, the third anniversary of the grant date.
All options became exercisable as of February 26, 2011, the third anniversary of the grant date.
One third of the options became exercisable on February 25, 2010, an additional one third of the options became exercisable on February 25, 2011 and the remaining one-third of the options will become exercisable on February 25, 2012, the third anniversary of the grant date.
One third of the options will become exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
Each restricted unit will be settled in cash on the expiration date for an amount equal the Company's closing stock price on the New York Stock Exchange on the expiration date.
Each restricted unit will be settled in cash as soon as practicable after, and in any event within 90 days after November 5, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the Company's common stock on the valuation date as reported on the New York Stock Exchange.
Each restricted unit will be settled in cash as soon as practicable after, and in any event within 90 days after February 25, 2013 (the "Valuation Date").
The cash settlement payable per unit shall be equal to the closing stock price per share of the Company's common stock on the valuation date as reported on the New York Stock Exchange.
Each deferred unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the second anniversary of the grant date (November 5, 2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
Each deferred unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the second anniversary of the grant date (February 25, 2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
/s/ Donald C. Hunt, by Power of Attorney for Jonathan R. Bennett dated February 24, 2009.
2011-11-14