0001209191-11-055722.txt : 20111114 0001209191-11-055722.hdr.sgml : 20111111 20111114160115 ACCESSION NUMBER: 0001209191-11-055722 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111109 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bennett Jonathan R CENTRAL INDEX KEY: 0001457225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 111202264 MAIL ADDRESS: STREET 1: THE HARTFORD STREET 2: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-11-09 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001457225 Bennett Jonathan R ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Common Stock 2011-11-09 4 M 0 2346.171 A 16797.669 D Common Stock 2011-11-09 4 D 0 2346.171 17.83 D 14451.498 D Restricted Stock Units 10873.753 D Stock Option 65.85 2012-02-23 Common Stock 4080 4080 D Stock Option 65.99 2014-02-20 Common Stock 3983 3983 D Stock Option 83.00 2016-02-15 Common Stock 3440 3440 D Stock Option 93.69 2017-02-27 Common Stock 3662 3662 D Stock Option 92.69 2017-07-30 Common Stock 1590 1590 D Stock Option 74.88 2018-02-26 Common Stock 6975 6975 D Stock Option 7.04 2019-02-25 Common Stock 18301 18301 D Stock Option 28.91 2021-03-01 Common Stock 28810 28810 D Restricted Units 2012-02-25 Common Stock 11914.175 11914.175 D Restricted Units 2012-11-05 Common Stock 8026.216 8026.216 D Restricted Units 2013-02-25 Common Stock 23727.124 23727.124 D Deferred Units 2011-11-09 4 M 0 2346.171 D 2011-11-05 Common Stock 2346.171 0 D Deferred Units 2012-02-25 Common Stock 3496.24 3496.24 D Deferred Units 2013-05-03 Common Stock 1952.331 1952.331 D Deferred Units 2013-08-06 Common Stock 833.425 833.425 D Each deferred unit is the equivalent of one share of the Company's common stock. On November 9, 2011, 2346.171 of the reporting person's deferred units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on November 4, 2011. All options became exercisable as of February 21, 2005, the third anniversary of the grant date. All options became exercisable as of February 18, 2007, the third anniversary of the grant date. All options became exercisable as of February 15, 2009, the third anniversary of the grant date. All options became exercisable as of February 27, 2010, the third anniversary of the grant date. All options became exercisable as of July 30, 2010, the third anniversary of the grant date. All options became exercisable as of February 26, 2011, the third anniversary of the grant date. One third of the options became exercisable on February 25, 2010, an additional one third of the options became exercisable on February 25, 2011 and the remaining one-third of the options will become exercisable on February 25, 2012, the third anniversary of the grant date. One third of the options will become exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date. Each restricted unit will be settled in cash on the expiration date for an amount equal the Company's closing stock price on the New York Stock Exchange on the expiration date. Each restricted unit will be settled in cash as soon as practicable after, and in any event within 90 days after November 5, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the Company's common stock on the valuation date as reported on the New York Stock Exchange. Each restricted unit will be settled in cash as soon as practicable after, and in any event within 90 days after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the Company's common stock on the valuation date as reported on the New York Stock Exchange. Each deferred unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the second anniversary of the grant date (November 5, 2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. Each deferred unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the second anniversary of the grant date (February 25, 2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. /s/ Donald C. Hunt, by Power of Attorney for Jonathan R. Bennett dated February 24, 2009. 2011-11-14