0001209191-11-043731.txt : 20110811 0001209191-11-043731.hdr.sgml : 20110811 20110811160944 ACCESSION NUMBER: 0001209191-11-043731 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110810 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swift Christopher CENTRAL INDEX KEY: 0001349356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 111027856 MAIL ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER STREET 2: 3200 PLAZA 5 CITY: JERSEY CITY STATE: NJ ZIP: 07311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-08-10 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001349356 Swift Christopher ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive VP and CFO Common Stock 2011-08-10 4 M 0 1862.826 A 1862.826 D Common Stock 2011-08-10 4 D 0 1862.826 20.57 D 0 D Restricted Stock Units 57306.037 D Stock Options 28.91 2021-03-01 Common Stock 92937 92937 D Restricted Units 2013-05-03 Common Stock 36405.894 36405.894 D Deferred Units 2013-05-03 Common Stock 2899.495 2899.495 D Deferred Untis 2011-08-10 4 M 0 1862.826 D 2013-08-06 Common Stock 1862.826 3725.652 D Each deferred unit is the equivalent of one share of the Company's common stock. On August 10, 2011, 1,862.826 of the reporting person's deferred units were settled for cash, based upon the Company's closing stock price on the New York Stock Exchance on August 5, 2011. One third of the options will become exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date. The restricted unit award will be settled in cash on the third anniversary of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the expiration date. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. s/ Donald C. Hunt, POA for Laura A. Santirocco, POA for Christopher J. Swift by Power of Attorney of Christopher J. Swift dated March 9, 2010 2011-08-11