0001209191-11-043731.txt : 20110811
0001209191-11-043731.hdr.sgml : 20110811
20110811160944
ACCESSION NUMBER: 0001209191-11-043731
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110810
FILED AS OF DATE: 20110811
DATE AS OF CHANGE: 20110811
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swift Christopher
CENTRAL INDEX KEY: 0001349356
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 111027856
MAIL ADDRESS:
STREET 1: HARBORSIDE FINANCIAL CENTER
STREET 2: 3200 PLAZA 5
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-08-10
0
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001349356
Swift Christopher
ONE HARTFORD PLAZA
HARTFORD
CT
06155
0
1
0
0
Executive VP and CFO
Common Stock
2011-08-10
4
M
0
1862.826
A
1862.826
D
Common Stock
2011-08-10
4
D
0
1862.826
20.57
D
0
D
Restricted Stock Units
57306.037
D
Stock Options
28.91
2021-03-01
Common Stock
92937
92937
D
Restricted Units
2013-05-03
Common Stock
36405.894
36405.894
D
Deferred Units
2013-05-03
Common Stock
2899.495
2899.495
D
Deferred Untis
2011-08-10
4
M
0
1862.826
D
2013-08-06
Common Stock
1862.826
3725.652
D
Each deferred unit is the equivalent of one share of the Company's common stock. On August 10, 2011, 1,862.826 of the reporting person's deferred units were settled for cash, based upon the Company's closing stock price on the New York Stock Exchance on August 5, 2011.
One third of the options will become exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
The restricted unit award will be settled in cash on the third anniversary of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the expiration date.
One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
s/ Donald C. Hunt, POA for Laura A. Santirocco, POA for Christopher J. Swift by Power of Attorney of Christopher J. Swift dated March 9, 2010
2011-08-11