0001209191-11-043729.txt : 20110811
0001209191-11-043729.hdr.sgml : 20110811
20110811160910
ACCESSION NUMBER: 0001209191-11-043729
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110810
FILED AS OF DATE: 20110811
DATE AS OF CHANGE: 20110811
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCGEE LIAM E
CENTRAL INDEX KEY: 0001283707
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 111027852
MAIL ADDRESS:
STREET 1: 100 NORTH TRYON ST
STREET 2: NC1 007 56 18
CITY: CHARLOTTEE
STATE: NC
ZIP: 28255
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-08-10
0
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001283707
MCGEE LIAM E
ONE HARTFORD PLAZA
HARTFORD
CT
06155
1
1
0
0
Chairman, President and CEO
Common Stock
2011-08-10
4
M
0
5374.711
A
5374.711
D
Common Stock
2011-08-10
4
D
0
5374.711
20.57
D
0
D
Restricted Stock Unit
203091.834
D
Stock Option
28.91
2021-03-01
Common Stock
302045
302045
D
Restricted Units
2013-02-25
Common Stock
112631.36
112631.36
D
Deferred Units
2013-02-25
Common Stock
29943.683
29943.683
D
Deferred Units
2013-05-03
Common Stock
25025.055
25025.055
D
Deferred Units
2011-08-10
4
M
0
5374.711
D
2013-08-10
Common Stock
5374.711
10749.421
D
Each deferred unit is the equivalent of one share of the Company's common stock. On August 10, 2011, 5,374.711 of the reporting person's deferred units were setled for cash, based upon the Company's closing stock price on the New York Stock Exchance on August 5, 2011.
One third of the options will become exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days, after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange.
One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (February 25, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
/s/ Donald C. Hunt, POA for Laura A. Santirocco, POA for Liam E. McGee by Power of Attorney of Liam E. McGee dated February 18, 2010
2011-08-11