0001209191-11-042462.txt : 20110804 0001209191-11-042462.hdr.sgml : 20110804 20110804160421 ACCESSION NUMBER: 0001209191-11-042462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110803 FILED AS OF DATE: 20110804 DATE AS OF CHANGE: 20110804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGreevey Gregory CENTRAL INDEX KEY: 0001371570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 111010529 MAIL ADDRESS: STREET 1: 55 FARMINGTON AVENUE CITY: HARTFORD STATE: CT ZIP: 06105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-08-03 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001371570 McGreevey Gregory ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Common Stock 2011-08-03 4 M 0 60127.537 A 60127.537 D Common Stock 2011-08-03 4 D 0 60127.537 23.42 D 0 D Restricted Stock Units 42308.1 D Stock Options 10.32 2018-10-31 Common Stock 37534 37534 D Stock Options 7.04 2019-02-25 Common Stock 92952 92952 D Stock Options 28.91 2021-03-01 Common Stock 76673 76673 D Restricted Units 2012-02-25 Common Stock 45018.499 45018.499 D Restricted Units 2011-08-03 4 M 0 60127.537 D 2011-07-31 Common Stock 60127.537 0 D Restricted Units 2013-02-25 Common Stock 40672.434 40672.434 D Deferred Units 2013-05-03 Common Stock 5544.287 5544.287 D Each restricted unit was the economic equivalent of one share of the Company's common stock. On August 3, 2011, 60,127.537 of the reporting person's restricted units were settled for cash based upon the closing stock price of the Company's common stock on July 29, 2011. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) October 31, 2011, three years from the date of the grant. The pricing condition was met on December 18, 2008. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant. The pricing condition was met on April 22, 2009. One third of the option will become exercisable on March 1, 2012, an additional one third of the option will become exercisable on March 1, 2013 and the remaining one-third of the option will become exercisable on March 1, 2014, the third anniversary of the grant date. Each restricted unit will be settled in cash on the expiration date for an amount equal to the Company's closing stock price on the New York Stock Exchange on the expiration date. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. s/ Donald Hunt, POA for Laura A. Santirocco, POA for Gregory McGreevey by Power of Attorney of Gregory McGreevey dated February 18, 2010 2011-08-04