0001209191-11-027432.txt : 20110510
0001209191-11-027432.hdr.sgml : 20110510
20110510194715
ACCESSION NUMBER: 0001209191-11-027432
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110506
FILED AS OF DATE: 20110510
DATE AS OF CHANGE: 20110510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCGEE LIAM E
CENTRAL INDEX KEY: 0001283707
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 11829883
MAIL ADDRESS:
STREET 1: 100 NORTH TRYON ST
STREET 2: NC1 007 56 18
CITY: CHARLOTTEE
STATE: NC
ZIP: 28255
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-05-06
0
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001283707
MCGEE LIAM E
THE HARTFORD FINANCIAL SERVICES GROUP
ONE HARTFORD PLAZA
HARTFORD
CT
06155
1
1
0
0
Chairman, President and CEO
Common Stock
2011-05-06
4
M
0
12466.441
A
12466.441
D
Common Stock
2011-05-06
4
D
0
12466.441
28.58
D
0
D
Restricted Stock Unit
202343.798
D
Stock Option
28.91
2021-03-01
Common Stock
302045
302045
D
Restricted Units
2013-02-25
Common Stock
112216.512
112216.512
D
Deferred Units
2013-02-25
Common Stock
29833.393
29833.393
D
Deferred Units
28.58
2011-05-06
4
M
0
12466.441
D
2013-05-03
Common Stock
12466.441
24932.882
D
Deferred Units
2013-08-06
Common Stock
16064.743
16064.743
D
Each deferred unit is the economic equivalent of one share of the Company's common stock. On May 6, 2011, 12,466.441 of the reporting person's deferred units were settled for cash.
One third of the option will become exercisable on March 1, 2012, an additional one third of the option will become exercisable on March 1, 2013 and the remaining one-third of the option will become exercisable on March 1, 2014, the third anniversary of the grant date.
Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days, after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the company's common stock on the Valuation Date as reported on the New York Stock Exchange.
One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (February 25, 2010) based on the company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (May 3, 2010) based on the company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (August 6, 2010) based on the company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
/s/ Donald C. Hunt, POA for Laura A. Santirocco, POA for Liam E. McGee by Power of Attorney of Liam E. McGee dated February 18, 2010
2011-05-06