0001209191-11-027432.txt : 20110510 0001209191-11-027432.hdr.sgml : 20110510 20110510194715 ACCESSION NUMBER: 0001209191-11-027432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110506 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGEE LIAM E CENTRAL INDEX KEY: 0001283707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 11829883 MAIL ADDRESS: STREET 1: 100 NORTH TRYON ST STREET 2: NC1 007 56 18 CITY: CHARLOTTEE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-05-06 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001283707 MCGEE LIAM E THE HARTFORD FINANCIAL SERVICES GROUP ONE HARTFORD PLAZA HARTFORD CT 06155 1 1 0 0 Chairman, President and CEO Common Stock 2011-05-06 4 M 0 12466.441 A 12466.441 D Common Stock 2011-05-06 4 D 0 12466.441 28.58 D 0 D Restricted Stock Unit 202343.798 D Stock Option 28.91 2021-03-01 Common Stock 302045 302045 D Restricted Units 2013-02-25 Common Stock 112216.512 112216.512 D Deferred Units 2013-02-25 Common Stock 29833.393 29833.393 D Deferred Units 28.58 2011-05-06 4 M 0 12466.441 D 2013-05-03 Common Stock 12466.441 24932.882 D Deferred Units 2013-08-06 Common Stock 16064.743 16064.743 D Each deferred unit is the economic equivalent of one share of the Company's common stock. On May 6, 2011, 12,466.441 of the reporting person's deferred units were settled for cash. One third of the option will become exercisable on March 1, 2012, an additional one third of the option will become exercisable on March 1, 2013 and the remaining one-third of the option will become exercisable on March 1, 2014, the third anniversary of the grant date. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days, after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the company's common stock on the Valuation Date as reported on the New York Stock Exchange. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (February 25, 2010) based on the company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (May 3, 2010) based on the company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (August 6, 2010) based on the company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. /s/ Donald C. Hunt, POA for Laura A. Santirocco, POA for Liam E. McGee by Power of Attorney of Liam E. McGee dated February 18, 2010 2011-05-06