0001209191-11-015248.txt : 20110303
0001209191-11-015248.hdr.sgml : 20110303
20110303185234
ACCESSION NUMBER: 0001209191-11-015248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110301
FILED AS OF DATE: 20110303
DATE AS OF CHANGE: 20110303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zlatkus Lizabeth H
CENTRAL INDEX KEY: 0001403480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 11661803
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-03-01
0
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001403480
Zlatkus Lizabeth H
THE HARTFORD FINANCIAL SERVICES GROUP -
ONE HARTFORD PLAZA
HARTFORD
CT
06155
0
1
0
0
Executive Vice President
Restricted Stock Units
2011-03-01
4
A
0
34590.107
28.91
A
74729.838
D
Common Stock
2011-03-01
4
S
0
1051.76
29.84
D
21712.063
D
Stock Options
65.99
2014-02-20
Common Stock
13655
13655
D
Stock Options
71.27
2015-02-19
Common Stock
8923
8923
D
Stock Options
83.00
2016-02-15
Common Stock
14689
14689
D
Stock Options
93.69
2017-02-27
Common Stock
15791
15791
D
Stock Options
92.69
2017-07-30
Common Stock
3538
3538
D
Stock Options
74.88
2018-02-26
Common Stock
38240
38240
D
Stock Options
7.04
2019-02-25
Common Stock
179538
179538
D
Stok Options
28.91
2011-03-01
4
A
0
92937
0.00
A
2021-03-01
Common Stock
92937
92937
D
Restricted Units
2012-02-25
Common Stock
64800.773
64800.773
D
Restricted Units
2012-11-05
Common Stock
19473.146
19473.146
D
Restricted Units
2013-02-25
Common Stock
44725.432
44725.432
D
Deferred Units
2011-11-05
Common Stock
6104.305
6104.305
D
Deferred Units
2012-02-25
Common Stock
12110.077
12110.077
D
Deferred Units
2013-05-03
Common Stock
10152.879
10152.879
D
Deferred Units
2013-08-06
Common Stock
4353.934
4353.934
D
Transaction effected pursuant to a pre-planned trading plan entered into on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date.
The option became fully exercisable as of February 17, 2008, the third anniversary of the grant date.
The option became fully exercisable on February 15, 2009, the third anniversary of the grant date.
The option became fully exercisable on February 27, 2010, the third anniversary of the grant date.
The option became fully exercisable on July 30, 2010, the third anniversary of the grant date.
The option became fully exercisable on February 26, 2011, the third anniversary of the grant date.
The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant. The pricing condition was met on April 22, 2009.
One third of the option will become exercisable on March 1, 2012, an additional one third of the option will become exercisable on March 1, 2013 and the remaining one-third of the option will become exercisable on March 1, 2014, the third anniversary of the grant date.
Each restricted unit will vest on the expiration date and be settled in cash immediately folllowing the expiration date for an amount equal to the closing price per share of the company's common stock on the expiration date as reported on the New York Stock Exchange.
Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after November 5, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange.
Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange.
Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (November 5, 2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (February 25, 2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
s/ Donald C. Hunt, POA for Laura A. Santirocco, POA for Lizabeth H. Zlatkus by Power of Attorney of Lizabeth H. Zlatkus dated February 18, 2010
2011-03-03