0001209191-11-015248.txt : 20110303 0001209191-11-015248.hdr.sgml : 20110303 20110303185234 ACCESSION NUMBER: 0001209191-11-015248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110301 FILED AS OF DATE: 20110303 DATE AS OF CHANGE: 20110303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zlatkus Lizabeth H CENTRAL INDEX KEY: 0001403480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 11661803 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-03-01 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001403480 Zlatkus Lizabeth H THE HARTFORD FINANCIAL SERVICES GROUP - ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Restricted Stock Units 2011-03-01 4 A 0 34590.107 28.91 A 74729.838 D Common Stock 2011-03-01 4 S 0 1051.76 29.84 D 21712.063 D Stock Options 65.99 2014-02-20 Common Stock 13655 13655 D Stock Options 71.27 2015-02-19 Common Stock 8923 8923 D Stock Options 83.00 2016-02-15 Common Stock 14689 14689 D Stock Options 93.69 2017-02-27 Common Stock 15791 15791 D Stock Options 92.69 2017-07-30 Common Stock 3538 3538 D Stock Options 74.88 2018-02-26 Common Stock 38240 38240 D Stock Options 7.04 2019-02-25 Common Stock 179538 179538 D Stok Options 28.91 2011-03-01 4 A 0 92937 0.00 A 2021-03-01 Common Stock 92937 92937 D Restricted Units 2012-02-25 Common Stock 64800.773 64800.773 D Restricted Units 2012-11-05 Common Stock 19473.146 19473.146 D Restricted Units 2013-02-25 Common Stock 44725.432 44725.432 D Deferred Units 2011-11-05 Common Stock 6104.305 6104.305 D Deferred Units 2012-02-25 Common Stock 12110.077 12110.077 D Deferred Units 2013-05-03 Common Stock 10152.879 10152.879 D Deferred Units 2013-08-06 Common Stock 4353.934 4353.934 D Transaction effected pursuant to a pre-planned trading plan entered into on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date. The option became fully exercisable as of February 17, 2008, the third anniversary of the grant date. The option became fully exercisable on February 15, 2009, the third anniversary of the grant date. The option became fully exercisable on February 27, 2010, the third anniversary of the grant date. The option became fully exercisable on July 30, 2010, the third anniversary of the grant date. The option became fully exercisable on February 26, 2011, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant. The pricing condition was met on April 22, 2009. One third of the option will become exercisable on March 1, 2012, an additional one third of the option will become exercisable on March 1, 2013 and the remaining one-third of the option will become exercisable on March 1, 2014, the third anniversary of the grant date. Each restricted unit will vest on the expiration date and be settled in cash immediately folllowing the expiration date for an amount equal to the closing price per share of the company's common stock on the expiration date as reported on the New York Stock Exchange. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after November 5, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (November 5, 2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (February 25, 2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. s/ Donald C. Hunt, POA for Laura A. Santirocco, POA for Lizabeth H. Zlatkus by Power of Attorney of Lizabeth H. Zlatkus dated February 18, 2010 2011-03-03