0001209191-11-015238.txt : 20110303
0001209191-11-015238.hdr.sgml : 20110303
20110303184637
ACCESSION NUMBER: 0001209191-11-015238
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110301
FILED AS OF DATE: 20110303
DATE AS OF CHANGE: 20110303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kreczko Alan J
CENTRAL INDEX KEY: 0001403442
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 11661785
MAIL ADDRESS:
STREET 1: 1 HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-03-01
0
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001403442
Kreczko Alan J
THE HARTFORD FINANCIAL SERVICES GROUP -
ONE HARTFORD PLAZA
HARTFORD
CT
06155
0
1
0
0
E.V.P. and General Counsel
Common Stock
8894.445
D
Restricted Stock Units
2011-03-01
4
A
0
14700.796
28.91
A
14700.796
D
Stock Options
65.99
2014-02-20
Common Stock
3414
3414
D
Stock Options
83.00
2016-02-15
Common Stock
2938
2938
D
Stock Options
93.69
2017-02-27
Common Stock
2884
2884
D
Stock Options
92.69
2017-07-30
Common Stock
2477
2477
D
Stock Options
74.88
2018-02-26
Common Stock
8577
8577
D
Stock Options
7.04
2019-02-25
Common Stock
37180
37180
D
Stock Option
28.91
2011-03-01
4
A
0
39498
0.00
A
2021-03-01
Common Stock
39498
39498
D
Restricted Units
2012-02-25
Common Stock
17876.652
17876.652
D
Restricted Units
2011-07-31
Common Stock
44698.423
44698.423
D
Restricted Units
2013-02-25
Common Stock
22983.902
22983.902
D
Deferred Units
2013-05-03
Common Stock
2887.879
2887.879
D
The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date.
The option became fully exercisable on February 15, 2009, the third anniversary of the grant date.
The option became fully exercisable on February 27, 2010, the third anniversary of the grant date.
The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) July 30, 2010, three years from the date of the grant.
The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2011, three years from the date of the grant.
The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant. The pricing condition was met on April 22, 2009.
One third of the option will become exercisable on March 1, 2012, an additional one third of the option will become exercisable on March 1, 2013 and the remaining one-third of the option will become exercisable on March 1, 2014, the third anniversary of the grant date.
Each restricted unit will be settled in cash on the expiration date for an amount equal to the company's closing stock price on the New York Stock Exchange on the expiration date.
Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after July 31, 2011 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the company's common stock on the Valuation Date as reported on the New York Stock Exchange.
Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the company's common stock on the Valuation Date as reported on the New York Stock Exchange.
One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
/s/ Donald C. Hunt, POA for Laura A. Santirocco, POA for Alan J. Kreczko by Power of Attorney of Alan J.Kreczko dated February 18, 2010.
2011-03-03