-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DSN/CgQMX0YpCtFF6THyvMTwADDpEmCt5/p2H6Sf6iqOlQ1qDIxCyV/W4J1BkD13 HSVATswK8ypBFfSkMMzhJQ== 0001209191-11-013961.txt : 20110301 0001209191-11-013961.hdr.sgml : 20110301 20110301183621 ACCESSION NUMBER: 0001209191-11-013961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110225 FILED AS OF DATE: 20110301 DATE AS OF CHANGE: 20110301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levenson David N CENTRAL INDEX KEY: 0001496141 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 11653648 MAIL ADDRESS: STREET 1: 200 HOPMEADOW STREET CITY: SIMSBURY STATE: CT ZIP: 06089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-25 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001496141 Levenson David N THE HARTFORD FINANCIAL SERVICES GROUP ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Common Stock 2011-02-25 4 F 0 1289 29.42 D 4088.511 D Restricted Stock 3467 D Restricted Stock Unit 33449.775 D Stock Option 65.99 2014-02-20 Common Stock 2466 2466 D Stock Option 7.04 2019-02-25 Common Stock 16753 16753 D Restricted Units 2012-02-25 Common Stock 13323.522 13323.522 D Restricted Units 2012-11-05 Common Stock 9087.467 9087.467 D Restricted Units 2013-02-25 Common Stock 19712.319 19712.319 D Deferred Units 2011-11-05 Common Stock 1230.307 1230.307 D Deferred Units 2012-02-25 Common Stock 1825.187 1825.187 D Deferred Units 2013-05-03 Common Stock 1506.078 1506.078 D Deferred Units 2013-08-06 Common Stock 652.828 652.828 D Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock units. All options became exercisable as of February 18, 2007. 7,618 options became exercisable on February 25, 2011 and 9,135 options will become exercisable on February 25, 2012. Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange. Each restricted unit will vest on the expiration date and be settled in cash as soon as practicable, and in any event within 90 days, after the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (11/05/2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange. Deferred units are fully vested when credited. Each deferred unit will be settled in cash as soon as practicable, an in any event, within 90 days, after the second anniversary of the grant date (2/25/2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (5/30/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (8/06/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. /s/ Donald C. Hunt, POA for Ricardo A. Anzaldua, POA for David N. Levenson by POA of David N. Levenson dated July 7, 2010. 2011-03-01 -----END PRIVACY-ENHANCED MESSAGE-----