-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IddWt8OcJ9R/xJXO9WT9dMNC8b7qEcaOdBGIfoLWjab6Pa/LQ7HKoETiHVjboRTA f7/Eim114Zc1tPlO0o9Bpw== 0001209191-10-052153.txt : 20101029 0001209191-10-052153.hdr.sgml : 20101029 20101029160129 ACCESSION NUMBER: 0001209191-10-052153 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101021 FILED AS OF DATE: 20101029 DATE AS OF CHANGE: 20101029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bennett Jonathan R CENTRAL INDEX KEY: 0001457225 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 101151951 MAIL ADDRESS: STREET 1: THE HARTFORD STREET 2: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 3 1 doc3.xml FORM 3 SUBMISSION X0203 3 2010-10-21 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001457225 Bennett Jonathan R THE HARTFORD ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Common Stock 12063.307 D Restricted Stock Units 2311.287 D Stock Option 65.85 2012-02-23 Common Stock 4080 D Stock Option 65.99 2014-02-20 Common Stock 3983 D Stock Option 83.00 2016-02-15 Common Stock 3440 D Stock Option 93.69 2017-02-27 Common Stock 3662 D Stock Option 92.69 2017-07-30 Common Stock 1590 D Stock Option 74.88 2018-02-26 Common Stock 6975 D Stock Option 7.04 2019-02-25 Common Stock 18301 D Restricted Units 2012-02-25 Common Stock 11727.809 D Restricted Units 2012-11-05 Common Stock 7900.667 D Restricted Units 2013-02-25 Common Stock 23355.974 D Deferred Units 2011-11-05 Common Stock 2309.472 D Deferred Units 2012-02-25 Common Stock 3441.55 D Deferred Units 2013-05-03 Common Stock 2882.688 D Deferred Units 2013-08-06 Common Stock 1230.581 D The option became fully exercisable as of February 21, 2005, the third anniversary of the grant date. The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date. The option became fully exercisable as of February 15, 2009, the third anniversary of the grant date. The option became fully exercisable on February 27, 2010, the third anniversary of the grant date. The option became fully exercisable on July 30, 2010, the third anniversary of the grant date. One third of the option became exercisable on February 26, 2009, an additional one third of the option became exercisable on February 26, 2010 and the remaining one-third of the option will become exercisable on February 26, 2011, the third anniversary of the grant date. One third of the option became exercisable on February 25, 2010, an additional one third of the option will become exercisable on February 25, 2011 and the remaining one-third of the option will become exercisable on February 25, 2012, the third anniversary of the grant date. Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing price per share of the company's common stock on the expiration date as reported on the New York Stock Exchange. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days, after November 5, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the company's common stock on the Valuation Date as reported on the New York Stock Exchange. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days, after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the company's common stock on the Valuation Date as reported on the New York Stock Exchange. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days after, the second anniversary of the grant date (November 5, 2009) for an amount equal to the company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days after, the second anniversary of the grant date (February 25, 2010) for an amount equal to the company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (May 3, 2010) based on the company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (August 6, 2010) based on the company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. /s/ Donald C. Hunt, by Power of Attorney for Jonathan R. Bennett dated February 24, 2009. 2010-10-29 EX-24.3_349045 2 poa.txt POA DOCUMENT POWER OF ATTORNEY The undersigned does hereby nominate, constitute and appoint Alan J. Kreczko, Ricardo A. Anzaldua, Laura Santirocco, Amanda Grabowski Aquino, Donald C. Hunt and Terence D. Shields, or any one or more of them, his true and lawful attorneys and agents, to do any and all acts and things and execute and file any and all instruments which said attorneys and agents, or any of them, may deem necessary or advisable to enable the undersigned (in his individual capacity or in a fiduciary or any other capacity) to comply with the Securities Exchange Act of 1934, as amended (the "1934 Act"), and the Securities Act of 1933, as amended (the "1933 Act"), and any requirements of the Securities and Exchange Commission (the "SEC") in respect thereof, in connection with the preparation, execution and filing of (i) any report or statement of beneficial ownership or changes in beneficial ownership of securities of THE HARTFORD FINANCIAL SERVICES GROUP, INC., a Delaware corporation (the "Company"), that the undersigned (in his individual capacity or in a fiduciary or any other capacity) may be required to file pursuant to Section 16(a) of the 1934 Act, including specifically, but without limitation, full power and authority to sign the undersigned's name, in his individual capacity or in a fiduciary or any other capacity, to any report or statement on SEC Form ID, Form 3, Form 4 or Form 5 or to any amendment thereto, or any form or forms adopted by the SEC in lieu thereof or in addition thereto, and (ii) any report required under Rule 144 of the 1933 Act on SEC Form 144 relating to sales of securities of the Company, hereby ratifying and confirming all that said attorneys and agents, or any of them, shall do or cause to be done by virtue thereof. This authorization shall supersede all prior authorizations to act for the undersigned with respect to securities of the Company in these matters, which prior authorizations are hereby revoked, and shall remain in effect for so long as the undersigned (in his individual capacity or in a fiduciary or any other capacity) has any obligations under Section 16 of the 1934 Act with respect to securities of the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, I have hereunto set my hand this 24th day of February, 2009. /s/Jonathan R. Bennett -----END PRIVACY-ENHANCED MESSAGE-----