-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MuuMAOrU7vnvEgtn2baMqHU0es2Gx6zGfK7ZuuFXAFImamzz+xg5zJIfGYqt5b+K QgltFOg4QlPcWlREZ54a3w== 0001209191-10-049935.txt : 20101012 0001209191-10-049935.hdr.sgml : 20101011 20101012080202 ACCESSION NUMBER: 0001209191-10-049935 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101012 DATE AS OF CHANGE: 20101012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pinkes Andrew J CENTRAL INDEX KEY: 0001502912 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 101117468 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 3 1 doc3.xml FORM 3 SUBMISSION X0203 3 2010-09-30 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001502912 Pinkes Andrew J THE HARTFORD ONE HARTFORD PLAZA HARTFORD CT 06040 0 1 0 0 Executive Vice President Common Stock 4.08 D Restricted Stock Units 17146.456 D Stock Option 37.37 2013-02-22 Common Stock 706 D Stock Option 65.99 2014-02-20 Common Stock 1594 D Stock Option 83.00 2016-02-15 Common Stock 2938 D Stock Option 93.69 2017-02-27 Common Stock 3650 D Stock Option 74.88 2018-02-26 Common Stock 4832 D Stock Option 7.04 2019-02-25 Common Stock 18104 D Restricted Units 2012-02-25 Common Stock 10611.512 D Restricted Units 2012-11-05 Common Stock 6841 D Restricted Units 2013-02-25 Common Stock 15353.228 D Deferred Units 2011-11-05 Common Stock 988.585 D Deferred Units 2012-02-25 Common Stock 1464.517 D Deferred Units 2013-05-03 Common Stock 819.375 D All options have become exercisable as of February 20, 2006, the third anniversary of the grant date. All options have become exercisable as of February 18, 2007, the third anniversary of the grant date. All options have become exercisable as of February 15, 2009, the third anniversary of the grant date. All options have become exercisable as of February 27, 2010, the third anniversary of the grant date. One-third of the option became exercisable on February 26, 2009, an additional one-third became exercisable on February 26, 2010, and the remaining one-third will become exercisable on February 26, 2011, the third anniversary of the grant date. One-third of the option became exercisable on February 25, 2010, an additional one-third will become exercisable on February 25, 2011, and the remaining one-third will become exercisable on February 25, 2012, the third anniversary of the grant date. Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing price per share of the company's common stock on the expiration date as reported on the New York Stock Exchange. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days, after November 5, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the company's common stock on the Valuation Date as reported on the New York Stock Exchange. One-third of the restricted unit award will be settled in cash on the first, second and third anniversaries of the grant date (February 25, 2010) based on the closing stock price on the New York Stock Exchange on the applicable anniversary date. Each tranche of the award is subject to a one year holding period from the date of settlement. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (November 5, 2009) for an amount equal to the company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (February 25, 2010) for an amount equal to the company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (May 3, 2010) based on the company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited. /s/ Donald C. Hunt, POA for Andrew J. Pinkes by Power of Attorney of Andrew J. Pinkes dated October 6, 2010. 2010-10-12 EX-24.3_347437 2 poa.txt POA DOCUMENT POWER OF ATTORNEY THE UNDERSIGNED does hereby nominate, constitute and appoint Alan J. Kreczko, David C. Robinson and Donald C. Hunt, or any one or more of them, his true and lawful attorneys and agents, to do any and all acts and things and execute and file any and all instruments which said attorneys and agents, or any of them, may deem necessary or advisable to enable the undersigned (in his individual capacity or in a fiduciary or any other capacity) to comply with the Securities Exchange Act of 1934, as amended (the "1934 Act"), and the Securities Act of 1933, as amended (the "1933 Act"), and any requirements of the Securities and Exchange Commission (the "SEC") in respect thereof, in connection with the preparation, execution and filing of (i) any report or statement of beneficial ownership or changes in beneficial ownership of securities of THE HARTFORD FINANCIAL SERVICES GROUP, INC., a Delaware corporation (the "Company"), that the undersigned (in his individual capacity or in a fiduciary or any other capacity) may be required to file pursuant to Section 16(a) of the 1934 Act, including specifically, but without limitation, full power and authority to sign the undersigned's name, in his individual capacity or in a fiduciary or any other capacity, to any report or statement on SEC Form ID, Form 3, Form 4 or Form 5 or to any amendment thereto, or any form or forms adopted by the SEC in lieu thereof or in addition thereto, and (ii) any report required under Rule 144 of the 1933 Act on SEC Form 144 relating to sales of securities of the Company, hereby ratifying and confirming all that said attorneys and agents, or any of them, shall do or cause to be done by virtue thereof. Furthermore, said attorneys and agents, or any of them, may, to the extent permitted by applicable law, delegate any authority granted pursuant to this authorization. This authorization shall supersede all prior authorizations to act for the undersigned with respect to securities of the Company in these matters, which prior authorizations are hereby revoked, and shall remain in effect for so long as the undersigned (in his individual capacity or in a fiduciary or any other capacity) has any obligations under Section 16 of the 1934 Act with respect to securities of the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, I have hereunto set my hand this 6th day of October, 2010. /s/ Andrew J. Pinkes Andrew J. Pinkes -----END PRIVACY-ENHANCED MESSAGE-----