-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HiC0mqOEtnD27wQ4BVAwHm2yr73nZ3Ct3vvpBqP7OWJ8njnjyvAAM3/4Qpbtf0tR sPLFjnAUsFgyMvjyL6Nx8Q== 0001209191-10-013620.txt : 20100302 0001209191-10-013620.hdr.sgml : 20100302 20100302180148 ACCESSION NUMBER: 0001209191-10-013620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100227 FILED AS OF DATE: 20100302 DATE AS OF CHANGE: 20100302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walters John Clinton CENTRAL INDEX KEY: 0001403479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 10650649 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-02-27 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001403479 Walters John Clinton THE HARTFORD FINANCIAL SERVICES GROUP - ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Restricted Stock Units 14005.031 D Restricted Stock 8000 D Common Stock 2010-02-27 4 F 0 1759 24.37 D 28936 D Stock Options 65.99 2014-02-20 Common Stock 7586 7586 D Stock Options 71.27 2015-02-19 Common Stock 14872 14872 D Stock Options 83.00 2016-02-15 Common Stock 15913 15913 D Stock Options 93.69 2017-02-27 Common Stock 15791 15791 D Stock Options 92.69 2017-07-30 Common Stock 3538 3538 D Stock Options 74.88 2018-02-26 Common Stock 38240 38240 D Stock Options 7.04 2019-02-25 Common Stock 148548 148548 D Restricted Units 2012-02-25 Common Stock 70857.243 70857.243 D Restricted Units 2009-11-05 Common Stock 19319.006 19319.006 D Deferred Units 2011-11-05 Common Stock 6077.419 6077.419 D Restricted Units 2013-02-25 Common Stock 44371.405 44371.405 D Deferred Units 2012-02-25 Common Stock 12014.22 12014.22 D Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with the vesting of restricted stock units. The option became fully exercisable on February 18, 2007, the third anniversary of the grant date. The option became fully exercisable on February 17, 2008, the third anniversary of the grant date. The option became fully exercisable on February 15, 2009, the third anniversary of the grant date. One-third of the option became exercisable on February 27, 2008, an additional one-third of the option became exercisable on February 27, 2009, and the remaining one-third of the option will become exercisable on February 27, 2010, the third anniversary of the grant date. One-third of the option became exercisable on July 30, 2008, an additional one-third of the option became exercisable on July 30, 2009, and the remaining one-third of the option will become exercisable on July 30, 2010, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2011, three years from the date of the grant. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant. Each restricted unit will be settled in cash on the expiration date for an amount equal to the company's closing stock price on the New York Stock Exchange on the expiration date. Each restricted unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the later to occur of (i) November 05, 2012 or (ii) the date the value of such restricted units can be paid in accordance with applicable law (the "valuation date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the company's common stock on the valuation date as reported on the New York Stock Exchange. Each deferred unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the second anniversary of the grant date for an amount equal to the company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. Each restricted unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the later to occur of (i) February 25, 2013 or (ii) the date the value of such restricted units can be paid in accordance with applicable law (the "valuation date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the company's common stock on the valuation date as reported on the New York Stock Exchange. /s/ Terence D. Shields, POA for John C. Walters by Power of Attorney of John C. Walters dated July 26, 2007 2010-03-02 -----END PRIVACY-ENHANCED MESSAGE-----