-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FRgDjfc45RLFWxjeEDLExVspaeTQ/ov5c/ozk4Dv1OA2tHkKNnthN7l6mqlrhjjo ToWnXtgw4EY5bZlxvOCl6Q== 0001209191-10-011212.txt : 20100222 0001209191-10-011212.hdr.sgml : 20100222 20100222185138 ACCESSION NUMBER: 0001209191-10-011212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100218 FILED AS OF DATE: 20100222 DATE AS OF CHANGE: 20100222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whelley Eileen Goss CENTRAL INDEX KEY: 0001403435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 10623925 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-02-18 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001403435 Whelley Eileen Goss ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Restricted Stock Units 4515.546 D Restricted Stock 5867 D Common Stock 2010-02-18 4 M 0 322.15 24.14 A 3729.191 D Common Stock 2010-02-18 4 F 0 127 24.14 D 3604.655 D Stock Option 84.90 2016-12-06 Common Stock 6366 6366 D Stock Option 93.69 2017-02-27 Common Stock 5721 5721 D Stock Option 74.88 2018-02-26 Common Stock 7791 7791 D Stock Option 7.04 2019-02-25 Common Stock 36579 36579 D Restricted Units 2012-02-25 Common Stock 14436.336 14436.336 D Restricted Units 2012-11-05 Common Stock 8143.064 8143.064 D Deferred Units 2011-11-05 Common Stock 1692.736 1692.736 D Performance Shares 24.14 2010-02-18 4 A 0 322.15 0.00 A Common Stock 322.15 322.15 D Performance Shares 24.14 2010-02-18 4 M 0 322.15 0.00 D Common Stock 322.15 0 D On February 18, 2010, the Company's Compensation and Personnel Committee awarded a performance share payout, based on the level of the Company's performance relative to pre-established performance objectives, for the January 1, 2007 - December 31, 2009 performance period. The performance shares were paid in shares of the Company's common stock. Transaction involving the disposition to the Company of equity securities to cover tax withholding obligations in accordance with the Company's administrative rules. The option became fully exercisable on December 6, 2009, the third anniversary of the grant date. One-third of the option became exercisable on February 27, 2008, an additional one-third of the option became exercisable on February 27, 2009 and the remaining one-third of the option will become exercisable on February 27, 2010, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2011, three years from the date of the grant. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant. The pricing condition was met on April 22, 2009. Each restricted unit will be settled in cash on the expiration date for an amount equal to the company's closing stock price on the New York Stock Exchange on the expiration date. Each restricted unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the later to occur of (i) November 05, 2012 or (ii) the date the value of such restricted units can be paid in accordance with applicable law (the "valuation date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the company's common stock on the valuation date as reported on the New York Stock Exchange. Each deferred unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the second anniversary of the grant date for an amount equal to the company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. /s/ Donald C. Hunt, POA for Eileen Whelley by Power of Attorney of Eileen Whelley dated July 26, 2007. 2010-02-22 -----END PRIVACY-ENHANCED MESSAGE-----