-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T6wOuhzcpqy8CVilP9I9XqnVnEQixCPgraU3xiIaa9tnmI2YSqdwJeMrfxIBmVdj HXTRBlDlo04G6hVNUb5p3Q== 0001209191-09-051767.txt : 20091109 0001209191-09-051767.hdr.sgml : 20091109 20091109203503 ACCESSION NUMBER: 0001209191-09-051767 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091105 FILED AS OF DATE: 20091109 DATE AS OF CHANGE: 20091109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zlatkus Lizabeth H CENTRAL INDEX KEY: 0001403480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 091170062 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-11-05 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001403480 Zlatkus Lizabeth H THE HARTFORD FINANCIAL SERVICES GROUP - ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Restricted Stock Units 19303.097 D Restricted Stock 6900 D Common Stock 29858.416 D Stock Options 65.99 2014-02-20 Common Stock 13655 13655 D Stock Options 71.27 2015-02-19 Common Stock 8923 8923 D Stock Options 83.00 2016-02-15 Common Stock 14689 14689 D Stock Options 93.69 2017-02-27 Common Stock 15791 15791 D Stock Options 92.69 2017-07-30 Common Stock 3538 3538 D Stock Options 74.88 2018-02-26 Common Stock 38240 38240 D Stock Options 7.04 2019-02-25 Common Stock 179538 179538 D Restricted Units 2012-02-25 Common Stock 85460.385 85460.385 D Restricted Units 2009-11-05 4 A 0 19278.607 24.12 A 2012-11-05 2012-11-05 Common Stock 19278.607 104738.992 D Deferred Units 2009-11-05 4 A 0 6192.994 24.12 A 2011-11-05 2011-11-05 Common Stock 6192.994 6192.994 D Deferred Units 2009-11-05 4 F 0 149.672 24.12 D Common Stock 149.672 6043.322 D The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date. The option became fully exercisable as of February 17, 2008, the third anniversary of the grant date. The option became fully exercisable on February 15, 2009, the third anniversary of the grant date. One-third of the option became exercisable on February 27, 2008, an additional one-third of the option became exercisable on February 27, 2009, and the remaining one-third of the option becomes exercisable on February 27, 2010, the third anniversary of the grant date. One-third of the option became exercisable on July 30, 2008, an additional one-third of the option became exercisable on July 30, 2009, and the remaining one-third of the option will become exercisable on July 30, 2010, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2011, three years from the date of the grant. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant. Each restricted unit will be settled in cash on the expiration date for an amount equal to the company's closing stock price on the New York Stock Exchange on the expiration date. Each restricted unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the later to occur of (i) November 5, 2012 or (ii) the date the value of such restricted units can be paid in accordance with applicable law (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the company's common stock on the Valuation Date as reported on the New York Stock Exchange. Each deferred unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the second anniversary of the grant date for an amount equal to the company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited. Transaction involving a disposition to the Company of deferred units in satisfaction of tax obligations in connection with the vesting of deferred units. /s/ Donald C. Hunt, POA for Lizabeth Zlatkus by Power of Attorney of Lizabeth Zlatkus dated July 26, 2007. 2009-11-09 -----END PRIVACY-ENHANCED MESSAGE-----