-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bt6il4aEZ+NJbyPYLBWPTlBxiRVCUNCu+qDePb5pzgva6oOyxdvuBDhUuGcM02Lh RZqL79hNWhB0TOMc2AVg5Q== 0001209191-09-049529.txt : 20091022 0001209191-09-049529.hdr.sgml : 20091022 20091022172423 ACCESSION NUMBER: 0001209191-09-049529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091020 FILED AS OF DATE: 20091022 DATE AS OF CHANGE: 20091022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kreczko Alan J CENTRAL INDEX KEY: 0001403442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 091133109 MAIL ADDRESS: STREET 1: 1 HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-10-20 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001403442 Kreczko Alan J THE HARTFORD FINANCIAL SERVICES GROUP - ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 E.V.P. and General Counsel Restricted Stock Units 4766.563 D Common Stock 2009-10-20 4 F 0 1007 26.60 D 5232 D Stock Options 65.99 2014-02-20 Common Stock 3414 3414 D Stock Options 83.00 2016-02-15 Common Stock 2938 2938 D Stock Options 93.69 2017-02-27 Common Stock 2884 2884 D Stock Options 92.69 2017-07-30 Common Stock 2477 2477 D Stock Options 74.88 2018-02-26 Common Stock 8577 8577 D Stock Options 7.04 2019-02-25 Common Stock 40270 40270 D Restricted Units 2012-02-25 2012-02-25 Common Stock 19168.684 19168.684 D Restricted Units Common Stock 45573.111 45573.111 D Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock. The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date. The option became fully exercisable on February 15, 2009, the third anniversary of the grant date. One-third of the option became exercisable on February 27, 2008, an additional one-third of the option became exercisable on February 27, 2009, and the remaining one-third of the option will become exercisable on February 27, 2010, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) July 30, 2010, three years from the date of the grant. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2011, three years from the date of the grant. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant. The pricing condition was met on April 22, 2009. Each restricted unit will be settled in cash on the expiration date for an amount equal to the company's closing stock price on the New York Stock Exchange on the expiration date. Each restricted unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the later to occur of (i) July 31, 2011 or (ii) the date the value of such restricted units can be paid in accordance with applicable law (the "valuation date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the company's common stock on the valuation date as reported on the New York Stock Exchange. /s/ Terence D. Shields, POA for Alan J. Kreczko by Power of Attorney of Alan J.Kreczko dated July 26, 2007. 2009-10-22 -----END PRIVACY-ENHANCED MESSAGE-----