-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T0Kgj7mRekh8W/tpqZDdZpzAmbsbbABnW7h3ncbyHPUQdyhyP2zfEDls/YfWO8Ru BT/Zvfz+Xaykr9PF2jGtQA== 0001209191-09-012325.txt : 20090227 0001209191-09-012325.hdr.sgml : 20090227 20090227203633 ACCESSION NUMBER: 0001209191-09-012325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090225 FILED AS OF DATE: 20090227 DATE AS OF CHANGE: 20090227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walters John Clinton CENTRAL INDEX KEY: 0001403479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 09645132 BUSINESS ADDRESS: BUSINESS PHONE: 860-843-4070 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-02-25 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001403479 Walters John Clinton THE HARTFORD FINANCIAL SERVICES GROUP - ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Restricted Stock Units 19060.165 D Restricted Stock 8000 D Common Stock 22078 D Stock Options 65.99 2014-02-20 Common Stock 7586 7586 D Stock Options 71.27 2015-02-19 Common Stock 14872 14872 D Stock Options 83.00 2016-02-15 Common Stock 15913 15913 D Stock Options 93.69 2017-02-27 Common Stock 15791 15791 D Stock Options 92.69 2017-07-30 Common Stock 3538 3538 D Stock Options 74.88 2018-02-26 Common Stock 38240 38240 D Stock Options 7.04 2009-02-25 4 A 0 179538 0.00 A 2019-02-25 Common Stock 179538 179538 D Restricted Units 2009-02-25 4 A 0 84384.858 0.00 A 2012-02-25 2012-02-25 Common Stock 84384.858 84384.858 D The option became fully exercisable on February 18, 2007, the third anniversary of the grant date. The option became fully exercisable on February 17, 2008, the third anniversary of the grant date. The option became fully exercisable on February 15, 2009, the third anniversary of the grant date. One-third of the option became exercisable on February 27, 2008, an additional one-third of the option became exercisable on February 27, 2009, and the remaining one-third of the option will become exercisable on February 27, 2010, the third anniversary of the grant date. One-third of the option became exercisable on July 30, 2008, an additional one-third of the option will become exercisable on July 30, 2009, and the remaining one-third of the option will become exercisable on July 30, 2010, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2011, three years from the date of the grant. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant. Each restricted unit will be settled in cash on the expiration date for an amount equal to the company's closing stock price on the New York Stock Exchange on the expiration date. /s/ Donald C. Hunt, POA for John C. Walters by Power of Attorney of John C. Walters dated July 26, 2007 2009-02-27 -----END PRIVACY-ENHANCED MESSAGE-----