-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EoPWrATbXZMxXgwAZo52ZzCTraa0dddpD4yvWcEs8n4Tu6L5VlVgqJG1HeAd0hOc LI37ks/mass7vPVjELHHjg== 0001209191-08-027221.txt : 20080502 0001209191-08-027221.hdr.sgml : 20080502 20080502160849 ACCESSION NUMBER: 0001209191-08-027221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080430 FILED AS OF DATE: 20080502 DATE AS OF CHANGE: 20080502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AYER RAMANI CENTRAL INDEX KEY: 0001029007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 08799119 BUSINESS ADDRESS: BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ITT HARTFORD GROUP INC STREET 2: HARTFORD PLZ HO 1-09 CITY: HARTFORD STATE: CT ZIP: 06115 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-04-30 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001029007 AYER RAMANI THE HARTFORD FINANCIAL SERVICES GROUP - ONE HARTFORD PLAZA HARTFORD CT 06155 1 1 0 0 Chairman and CEO Restricted Stock Units 74131.33 D Restricted Stock 23533 D Common Stock 16900 I By Limited Liability Company Common Stock 126300 I By Trust Common Stock 2008-04-30 4 M 0 40000 34.00 A 192030 D Common Stock 2008-04-30 4 S 0 40000 71.99 D 152030 D Stock Option 34.00 2008-04-30 4 M 0 40000 0.00 D 2010-02-18 Common Stock 40000 228294 D Stock Option 62.07 2011-02-23 Common Stock 222046 222046 D Stock Option 65.85 2012-02-23 Common Stock 201556 201556 D Stock Option 37.37 2013-02-22 Common Stock 171465 171465 D Stock Option 65.99 2014-02-20 Common Stock 96723 96723 D Stock Option 71.27 2015-02-19 Common Stock 79454 79454 D Stock Option 83.00 2016-02-15 Common Stock 71750 71750 D Stock Option 93.69 2017-02-27 Common Stock 61313 61313 D Stock Option 74.88 2018-02-26 Common Stock 85771 85771 D Shares of common stock held by a Limited Liability Company of which Mr. Ayer and his spouse are the co-managing and sole members. Shares held by a Grantor Retained Annuity Trust of which Mr. Ayer is Trustee. Transaction effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The sale price per share reported above reflects a weighted-average of a series of block trades, all of which were executed on April 30, 2008, as reported in further detail on Exhibit 99.1 hereto. The option became fully exercisable as of April 11, 2000, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of July 27, 2005, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable on November 17, 2005, following the achievement of the following criteria: the closing price of the Company's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of June 18, 2003, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for 10 consecutive trading days. The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date. The option became fully exercisable on February 17, 2008, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 15, 2009, three years from the date of the grant. The closing price condition to vesting was met on May 18, 2007. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 27, 2010, three years from the date of the grant. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2011, three years from the date of the grant. /s/ Terence D. Shields, POA for Ramani Ayer by Power of Attorney of Ramani Ayer dated July 26, 2007. 2008-05-02 EX-99.4_238138 2 attachment1.htm EX-99 DOCUMENT 
 Exhibit 99.1

Price Per 	 Number of
Share ($)	 Shares Sold in
	 Block Trade

71.59	300
71.62	500
71.63	300
71.64	400
71.66	900
71.67	300
71.68	200
71.69	200
71.70	300
71.71	100
71.72	600
71.73	300
71.74	900
71.75	800
71.77	300
71.78	300
71.79	400
71.80	2100
71.81	1300
71.82	700
71.83	600
71.84	300
71.85	900
71.86	500
71.87	500
71.88	200
71.89	900
71.90	400
71.91	1000
71.92	1500
71.94	700
71.95	200
71.96	200
71.97	1300
71.99	200
72.00	400
72.01	600
72.02	400
72.03	100
72.04	600
72.05	200
72.06	600
72.07	500
72.08	1200
72.09	200
72.10	500
72.11	300
72.12	400
72.13	1200
72.14	500
72.15	1200
72.16	1100
72.17	700
72.18	500
72.19	200
72.20	600
72.21	400
72.22	1400
72.23	700
72.24	1200
72.25	400
72.26	200
72.27	200
72.28	800
72.29	400
72.30	500
72.31	200
72.32	200
72.36	300
72.37	400
72.41	100
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