-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WPCOcelGdxec9p4Q15Mc8xXlLJvaI9w9TRU5cyaM8uVmC+AyFFlkmvLj0SfYXvYD /2wSktSGMGOthXET7MCktA== 0001209191-07-060846.txt : 20071031 0001209191-07-060846.hdr.sgml : 20071030 20071031212117 ACCESSION NUMBER: 0001209191-07-060846 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20071029 FILED AS OF DATE: 20071031 DATE AS OF CHANGE: 20071031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AYER RAMANI CENTRAL INDEX KEY: 0001029007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 071204316 BUSINESS ADDRESS: BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ITT HARTFORD GROUP INC STREET 2: HARTFORD PLZ HO 1-09 CITY: HARTFORD STATE: CT ZIP: 06115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 bny41691_bny1ra.xml MAIN DOCUMENT DESCRIPTION X0202 4 2007-10-29 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001029007 AYER RAMANI THE HARTFORD FINANCIAL SERVICES GROUP ONE HARTFORD PLAZA HARTFORD CT 06155 1 1 0 0 Chairman and CEO Restricted Stock Units 73689.644 D Restricted Stock 27733 D Common Stock 16900 I By Limited Liability Company Common Stock 2007-10-29 4 M 0 40000 34.00 A 141694 D Common Stock 2007-10-29 4 S 0 40000 96.7434 D 101694 D Common Stock 126300 I By Trust Stock Option 34.00 2010-02-18 Common Stock 268294 268294 I By Trust Stock Option 34.00 2007-10-29 4 M 0 40000 34.00 D 2010-02-18 Common Stock 40000 100203 D Stock Option 62.07 2011-02-23 Common Stock 22046 222046 D Stock Option 65.85 2012-02-23 Common Stock 201556 201556 D Stock Option 37.37 2013-02-22 Common Stock 171465 171465 D Stock Option 65.99 2014-02-20 Common Stock 96723 96723 D Stock Option 71.27 2015-02-19 Common Stock 79454 79454 D Stock Option 83.00 2016-02-15 Common Stock 71750 71750 D Stock Option 93.69 2017-02-27 Common Stock 61313 61313 D Shares of common stock held by a Limited Liability Company of which Mr. Ayer and his spouse are the co-managing and sole members. Transaction effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The sale price per share reported above reflects a weighted-average of a series of block trades, all of which were executed on October 29, 2007, as reported in further detail on Exhibit 99.1 hereto. The option became fully exercisable as of April 11, 2000, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of July 27, 2005, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of November 17, 2005, following the achievement of the following criteria: the closing price of the Company's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of June 18, 2003, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the closing price of the Issuer's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days or (ii) February 17, 2008, three years from the grant date. The closing price condition to vesting was met on May 16, 2006. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 15, 2009, three years from the date of the grant. The closing price condition to vesting was met on May 18, 2007. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 27, 2010, three years from the date of the grant. /s/ Donald C. Hunt, POA for Ramani Ayer by Power of Attorney of Ramani Ayer dated July 26, 2007. 2007-10-31 EX-99 2 y4169ex991.txt ADDITIONAL EXHIBITS Exhibit 99.1

100 96.26 100 96.26 100 96.18 100 96.17 100 96.10 100 96.17 100 96.23 100 96.20 100 96.31 100 96.33 100 96.34 100 96.17 200 96.22 100 96.07 100 96.10 100 96.18 100 96.26 100 96.23 100 96.29 100 96.19 100 96.23 100 96.23 100 96.11 100 96.14 100 96.15 100 96.22 100 96.20 100 96.28 100 96.41 100 96.11 200 96.08 100 95.88 100 95.88 100 95.88 100 95.89 100 96.00 100 96.05 100 96.09 100 96.11 100 96.05 100 96.15 100 96.12 100 96.20 100 95.80 100 95.86 100 96.03 100 96.00 100 96.03 100 96.04 100 96.04 100 95.94 100 95.96 100 96.13

100 96.27 100 96.33 100 96.35 100 96.30 100 96.27 100 96.31 100 96.35 100 96.32 100 96.32 100 96.36 100 96.41 100 96.51 100 96.51 100 96.57 100 96.78 100 96.71 100 96.72 100 96.65 100 96.65 100 96.47 100 96.50 100 96.49 100 96.49 100 96.45 100 96.40 100 96.41 100 96.40 100 96.43 100 96.44 100 96.40 100 96.42 100 96.42 100 96.43 100 96.42 100 96.44 100 96.46 100 96.50 100 96.50 100 96.58 100 96.52 100 96.55 100 96.59 100 96.69 100 96.93 100 96.81 100 96.84 100 96.85 100 97.01 100 97.02 100 97.01 100 96.95 100 96.97 100 96.99

100 96.79 100 96.81 100 96.87 100 96.84 100 96.85 100 96.88 100 96.89 100 96.64 100 96.68 100 96.75 100 96.75 100 96.72 100 96.78 100 96.80 100 97.00 100 96.90 100 96.94 100 96.97 100 96.84 100 96.87 100 96.83 100 96.70 200 96.63 100 96.61 100 96.59 100 96.62 100 96.62 100 96.67 100 96.65 100 96.72 100 96.77 100 96.75 100 96.72 100 96.72 100 96.72 100 96.73 100 96.73 100 96.72 100 96.74 100 96.75 100 96.74 100 96.76 100 96.75 100 96.78 100 96.78 100 96.78 100 96.70 100 96.68 100 96.71 200 96.71 100 96.69 100 96.59 100 96.53

100 96.53 100 96.53 100 96.54 100 96.60 100 96.64 100 96.64 100 96.66 100 96.64 100 96.67 100 96.69 100 96.68 100 96.64 100 96.45 100 96.47 100 96.40 100 96.39 100 96.44 100 96.45 100 96.45 100 96.46 100 96.50 100 96.51 100 96.59 100 96.62 100 96.58 100 96.56 100 96.54 100 96.60 100 96.45 100 96.32 100 96.16 100 96.17 100 96.16 100 96.14 100 96.11 100 95.97 100 95.98 100 96.15 100 96.17 100 96.17 100 96.19 100 96.20 100 96.19 100 96.19 100 96.24 100 96.35 100 96.35 100 96.35 100 96.47 100 96.46 100 96.53 100 96.48 100 96.67

100 96.61 100 96.67 100 96.66 100 96.66 100 96.58 100 96.60 100 96.65 100 96.66 100 96.71 100 96.73 100 96.72 100 96.77 100 96.82 100 96.70 100 96.71 100 96.73 100 96.70 100 96.73 100 96.76 100 96.72 100 96.82 100 96.73 100 96.76 100 96.79 100 96.83 100 96.63 300 96.61 100 96.63 100 96.68 100 96.68 100 96.75 100 96.75 100 96.71 100 96.67 500 96.68 100 96.76 100 96.75 200 96.75 100 96.82 100 96.78 200 96.83 200 96.57 100 96.52 100 96.52 400 96.52 500 96.37 100 96.36 700 96.36 200 96.40 300 96.42 100 96.38 200 96.38 300 96.38

~~100 96.46 200 96.46 300 96.31 300 96.31~~

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