-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DJWw09lrCs4mmKg0wLjjf2EFfK+tfxssYJ21DIEhIJvK94aST2Xxx7a6t9NiWOFv 092vVxukZuuU83Md5WMCBA== 0001209191-07-045148.txt : 20070801 0001209191-07-045148.hdr.sgml : 20070801 20070801203609 ACCESSION NUMBER: 0001209191-07-045148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20070730 FILED AS OF DATE: 20070801 DATE AS OF CHANGE: 20070801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZWIENER DAVID K CENTRAL INDEX KEY: 0001029169 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 071017680 BUSINESS ADDRESS: STREET 1: C/O ITT HARTFORD GROUP INC STREET 2: HARTFORD PLZ - H O 1-09 CITY: HARTFORD STATE: CT ZIP: 06115 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-07-30 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001029169 ZWIENER DAVID K THE HARTFORD FINANCIAL SERVICES GROUP - ONE HARTFORD PLAZA HARTFORD CT 06155 0 1 0 0 Executive Vice President Restricted Stock Units 39614.192 D Restricted Stock 10133 D Common Stock 2007-07-30 4 M 0 50000 65.85 A 156030 D Common Stock 2007-07-30 4 M 0 25000 62.07 A 181030 D Common Stock 2007-07-30 4 S 0 75000 91.9295 D 106030 D Stock Option 62.07 2007-07-30 4 M 0 25000 62.07 D 2011-02-23 Common Stock 25000 0 D Stock Option 65.85 2007-07-30 4 M 0 50000 65.85 D 2012-02-23 Common Stock 97817 47817 D Stock Option 65.99 2014-02-20 Common stock 63723 63723 D Stock Option 71.27 2015-02-19 Common Stock 43339 43339 D Stock Option 83.00 2016-02-15 Common Stock 37789 37789 D Stock Option 93.69 2017-02-27 Common Stock 33722 33722 D Transaction effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The sale price per share reported above reflects a weighted-average of a series of block trades, all of which were executed on July 30, 2007, as reported in further detail on Exhibit 99.1 hereto. The option became fully exercisable as of July 27, 2005, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable on November 17, 2005, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the closing price of the Issuer's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days and (ii) February 17, 2008, three years from the grant date. The closing price condition to vesting was met on May 16, 2006. The option becomes fully exercisable upon the later of: (i) the date on which the Issuer's closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 15, 2009, three years from the date of the grant. The closing price condition to vesting was met on May 18, 2007. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 27, 2010, three years from the date of the grant. /s/ Amanda Grabowski Aquino, POA for David K. Zwiener by Power of Attorney of David K. Zwiener dated July 26, 2007. 2007-08-01 EX-24.4_198189 2 poa.txt POA DOCUMENT POWER OF ATTORNEY The undersigned does hereby nominate, constitute and appoint Ricardo A. Anzaldua, Richard G. Costello, Amanda Grabowski Aquino, Donald C. Hunt and Terence D. Shields, or any one or more of them, his true and lawful attorneys and agents, to do any and all acts and things and execute and file any and all instruments which said attorneys and agents, or any of them, may deem necessary or advisable to enable the undersigned (in his individual capacity or in a fiduciary or any other capacity) to comply with the Securities Exchange Act of 1934, as amended (the "1934 Act"), and the Securities Act of 1933, as amended (the "1933 Act"), and any requirements of the Securities and Exchange Commission (the "SEC") in respect thereof, in connection with the preparation, execution and filing of (i) any report or statement of beneficial ownership or changes in beneficial ownership of securities of THE HARTFORD FINANCIAL SERVICES GROUP, INC., a Delaware corporation (the "Company"), that the undersigned (in his individual capacity or in a fiduciary or any other capacity) may be required to file pursuant to Section 16(a) of the 1934 Act, including specifically, but without limitation, full power and authority to sign the undersigned's name, in his individual capacity or in a fiduciary or any other capacity, to any report or statement on SEC Form 3, Form 4 or Form 5 or to any amendment thereto, or any form or forms adopted by the SEC in lieu thereof or in addition thereto, and (ii) any report required under Rule 144 of the 1933 Act on SEC Form 144 relating to sales of securities of the Company, hereby ratifying and confirming all that said attorneys and agents, or any of them, shall do or cause to be done by virtue thereof. This authorization shall supersede all prior authorizations to act for the undersigned with respect to securities of the Company in these matters, which prior authorizations are hereby revoked, and shall remain in effect for so long as the undersigned (in his individual capacity or in a fiduciary or any other capacity) has any obligations under Section 16 of the 1934 Act with respect to securities of the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, I have hereunto set my hand this 26th day of July, 2007. /s/David K. Zwiener EX-99.4_198189 3 attachment.txt EX-99 DOCUMENT Number of Shares Sold in Block Trade Price Per Share 100 90.9300 100 90.9500 100 90.9500 100 90.9500 100 91.0200 100 91.0200 100 91.0300 100 91.0400 100 91.0400 100 91.0400 100 91.0400 100 91.0400 100 91.0500 100 91.0600 100 91.0600 100 91.0600 100 91.0700 100 91.0700 100 91.0800 100 91.0800 100 91.0800 100 91.0900 100 91.0900 100 91.1000 100 91.1100 100 91.1300 100 91.1400 100 91.1400 100 91.1400 100 91.1400 100 91.1400 100 91.1500 100 91.1500 100 91.1500 100 91.1600 100 91.1600 100 91.1600 100 91.1700 100 91.1700 200 91.1700 100 91.1700 100 91.1700 100 91.1800 100 91.1800 100 91.1900 100 91.1900 100 91.1900 100 91.1900 100 91.2000 100 91.2000 100 91.2000 100 91.2000 100 91.2000 100 91.2000 100 91.2100 100 91.2200 100 91.2200 100 91.2200 100 91.2200 100 91.2200 100 91.2200 100 91.2300 100 91.2400 100 91.2400 100 91.2400 100 91.2500 100 91.2500 100 91.2500 100 91.2500 100 91.2500 100 91.2500 100 91.2500 100 91.2500 100 91.2600 100 91.2600 100 91.2600 100 91.2600 100 91.2700 100 91.2700 100 91.2700 100 91.2700 100 91.2700 100 91.2800 100 91.2900 100 91.2900 100 91.2900 100 91.2900 100 91.3000 100 91.3000 100 91.3000 100 91.3000 100 91.3000 100 91.3000 100 91.3000 100 91.3000 100 91.3000 100 91.3000 100 91.3000 100 91.3000 100 91.3000 100 91.3100 100 91.3100 100 91.3100 100 91.3100 100 91.3100 100 91.3100 100 91.3200 100 91.3400 100 91.3500 100 91.3600 100 91.3600 100 91.3600 100 91.3700 100 91.3700 100 91.3700 100 91.3700 100 91.3700 100 91.3900 100 91.3900 100 91.3900 100 91.3900 100 91.3900 100 91.4000 100 91.4000 100 91.4000 100 91.4000 100 91.4100 100 91.4100 100 91.4200 100 91.4200 100 91.4200 100 91.4200 100 91.4300 100 91.4400 100 91.4400 100 91.4400 100 91.4500 100 91.4500 100 91.4500 100 91.4500 100 91.4600 100 91.4700 100 91.4700 100 91.4800 100 91.4800 100 91.4900 100 91.4900 100 91.4900 100 91.5000 100 91.5000 100 91.5000 100 91.5000 100 91.5000 100 91.5000 100 91.5000 100 91.5100 100 91.5100 100 91.5100 100 91.5200 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5300 100 91.5400 100 91.5400 100 91.5400 100 91.5400 100 91.5400 100 91.5400 100 91.5400 100 91.5400 100 91.5400 100 91.5500 100 91.5500 100 91.5500 100 91.5500 100 91.5600 100 91.5700 100 91.5700 100 91.5700 100 91.5700 100 91.5800 100 91.5800 100 91.5800 100 91.5800 100 91.5800 100 91.5800 100 91.5900 100 91.5900 100 91.5900 100 91.5900 100 91.5900 100 91.6000 100 91.6000 100 91.6000 100 91.6000 100 91.6000 100 91.6000 100 91.6000 100 91.6000 100 91.6000 100 91.6000 100 91.6000 100 91.6000 100 91.6000 100 91.6000 100 91.6100 100 91.6200 100 91.6200 100 91.6200 100 91.6200 100 91.6200 100 91.6200 100 91.6300 100 91.6300 4800 91.6300 100 91.6400 100 91.6400 100 91.6500 100 91.6500 100 91.6500 100 91.6500 100 91.6600 100 91.6600 100 91.6600 100 91.6600 100 91.6600 400 91.6600 700 91.6600 5700 91.6600 100 91.6700 100 91.6700 100 91.6700 100 91.6700 100 91.6700 100 91.6700 100 91.6700 100 91.6700 100 91.6800 100 91.6800 100 91.6800 100 91.6800 100 91.6900 100 91.7000 100 91.7000 100 91.7000 100 91.7000 100 91.7100 100 91.7100 100 91.7200 100 91.7200 100 91.7300 100 91.7300 100 91.7300 100 91.7400 100 91.7400 100 91.7400 100 91.7400 100 91.7500 100 91.7500 100 91.7500 100 91.7600 100 91.7600 100 91.7600 100 91.7900 100 91.7900 100 91.8000 100 91.8000 100 91.8000 100 91.8000 100 91.8000 100 91.8100 100 91.8100 200 91.8100 100 91.8100 500 91.8100 200 91.8100 200 91.8100 400 91.8100 1000 91.8100 700 91.8100 100 91.8200 100 91.8200 100 91.8200 100 91.8300 100 91.8300 100 91.8300 100 91.8400 100 91.8500 100 91.8500 100 91.8500 100 91.8600 100 91.8700 100 91.8700 100 91.8700 100 91.8700 100 91.9000 100 91.9100 100 91.9100 100 91.9100 100 91.9100 100 91.9100 100 91.9300 100 91.9300 100 91.9300 100 91.9300 100 91.9400 100 91.9400 100 91.9600 100 91.9600 100 91.9700 100 91.9700 100 91.9700 100 91.9800 100 91.9800 100 91.9800 100 91.9900 100 91.9900 100 92.0000 100 92.0000 100 92.0100 100 92.0200 100 92.0200 100 92.0200 100 92.0200 100 92.0300 100 92.0300 100 92.0300 100 92.0300 100 92.0300 100 92.0300 100 92.0300 100 92.0300 100 92.0300 100 92.0400 100 92.0400 100 92.0400 100 92.0400 100 92.0500 100 92.0700 100 92.0900 100 92.0900 100 92.1200 100 92.1200 100 92.1500 100 92.1500 100 92.1500 100 92.1500 100 92.1600 100 92.1800 100 92.1800 100 92.1800 100 92.1800 100 92.1900 100 92.2100 100 92.2100 100 92.2100 100 92.2200 100 92.2200 100 92.2400 100 92.2400 100 92.2400 100 92.2400 100 92.2500 100 92.2500 100 92.2500 100 92.2500 100 92.2600 100 92.2600 100 92.2600 100 92.2700 100 92.2700 100 92.2700 100 92.2700 100 92.2800 100 92.3300 100 92.3500 100 92.3700 100 92.3700 100 92.3800 100 92.3800 100 92.3800 100 92.3800 100 92.3800 100 92.3900 100 92.4000 100 92.4100 100 92.4100 100 92.4100 100 92.4100 100 92.4200 100 92.4300 100 92.4300 100 92.4300 100 92.4300 100 92.4400 100 92.4400 100 92.4400 100 92.4500 100 92.4500 100 92.4500 100 92.4500 100 92.4500 100 92.4600 100 92.4600 100 92.4600 100 92.4600 100 92.4700 100 92.4700 100 92.4700 200 92.4700 100 92.4800 100 92.4800 100 92.4800 100 92.4800 100 92.4900 100 92.5000 100 92.5000 100 92.5000 100 92.5000 100 92.5000 100 92.5000 100 92.5100 100 92.5100 100 92.5100 100 92.5100 100 92.5100 100 92.5100 100 92.5100 100 92.5100 100 92.5100 100 92.5100 100 92.5100 100 92.5100 100 92.5100 100 92.5200 100 92.5200 100 92.5200 100 92.5300 100 92.5300 100 92.5300 100 92.5300 100 92.5400 100 92.5500 100 92.5500 100 92.5700 100 92.5700 100 92.5800 100 92.5800 100 92.5800 100 92.5800 100 92.5800 100 92.5900 300 92.5900 100 92.5900 100 92.5900 200 92.5900 100 92.5900 100 92.5900 100 92.6000 100 92.6100 100 92.6100 100 92.6100 100 92.6200 100 92.6200 100 92.6200 100 92.6200 100 92.6200 100 92.6200 100 92.6200 100 92.6200 100 92.6200 100 92.6200 100 92.6200 100 92.6200 100 92.6300 100 92.6300 100 92.6300 100 92.6400 100 92.6500 100 92.6600 100 92.6600 100 92.7000 100 92.7000 100 92.7000 200 92.7000 100 92.7000 100 92.7100 100 92.7200 100 92.7200 100 92.7200 100 92.7200 100 92.7300 100 92.7400 100 92.7400 100 92.7500 100 92.7500 100 92.7600 200 92.7600 300 92.7600 100 92.7800 100 92.7800 100 92.7800 100 92.7800 100 92.7800 100 92.7800 100 92.7900 100 92.7900 100 92.7900 100 92.7900 100 92.7900 100 92.7900 200 92.7900 100 92.7900 100 92.7900 100 92.7900 100 92.8000 100 92.8000 100 92.8000 100 92.8000 200 92.8000 100 92.8100 100 92.8100 100 92.8100 100 92.8200 100 92.8200 100 92.8200 100 92.8200 100 92.8200 100 92.8300 100 92.8300 100 92.8300 100 92.8300 100 92.8300 100 92.8300 100 92.8400 100 92.8400 100 92.8500 100 92.8500 100 92.8500 100 92.8500 100 92.8500 100 92.8500 100 92.8500 100 92.8500 100 92.8600 100 92.8600 100 92.8600 100 92.8600 200 92.8600 100 92.8600 100 92.8700 100 92.8700 200 92.8700 100 92.8800 100 92.8800 100 92.8900 100 92.8900 100 92.8900 100 92.8900 100 92.9100 100 92.9100 100 92.9100 100 92.9100 100 92.9100 100 92.9200 100 92.9300 100 92.9300 100 92.9300 100 92.9300 100 92.9300 100 92.9300 100 92.9300 100 92.9300 100 92.9300 100 92.9400 100 92.9400 100 92.9500 200 92.9500 100 92.9700 100 92.9800 100 93.0000 100 93.0000 100 93.0100 100 93.0100 100 93.0100
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