-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ImX3PLEgL+xXyjsxPdwF9TCfI1OqkNpswSjN0X+ZgX59T+7GsYaAMBIL3/Uxwx98 qAYuWtu7iUuq6vQO3gB4/Q== 0001209191-07-014677.txt : 20070301 0001209191-07-014677.hdr.sgml : 20070301 20070301182059 ACCESSION NUMBER: 0001209191-07-014677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070227 FILED AS OF DATE: 20070301 DATE AS OF CHANGE: 20070301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZNAMIEROWSKI DAVID M CENTRAL INDEX KEY: 0001180184 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 07665043 BUSINESS ADDRESS: STREET 1: HARTFORD FINANCIAL SER GROUP INC STREET 2: HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD FINANCIAL SERVICES GROUP STREET 2: HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06836 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-02-27 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001180184 ZNAMIEROWSKI DAVID M THE HARTFORD FINANCIAL SERVICES GROUP HARTFORD PLAZA HARTFORD CT 06115 0 1 0 0 Executive Vice President Restricted Stock Units 2007-02-27 4 A 0 4625.182 93.69 A 15276.821 D Restricted Stock 14000 D Common Stock 18230 D Stock Option 59.0917 2009-02-20 Common Stock 7911 7911 D Stock Option 56.375 2010-07-21 Common Stock 12375 12375 D Stock Option 65.85 2012-02-23 Common Stock 44790 44790 D Stock Option 65.99 2014-02-20 Common Stock 25034 25034 D Stock Option 71.27 2015-02-19 Common Stock 15891 15891 D Stock Option 83.00 2016-02-15 Common Stock 15546 15546 D Stock Option 93.69 2007-02-27 4 A 0 13284 93.69 A 2017-02-27 Common Stock 13284 13284 D The option became fully exercisable as of February 18, 2002, the third anniversary of the grant. On July 19, 2000, the reporting person was granted an option to purchase shares of common stock. The option cumulatively vests in four equal installments, subject to the Issuer?s satisfaction of certain performance criteria each year. The performance criteria for 2000, 2001 and 2002 were met, resulting in vesting of the option as to 12,375 shares, which became exercisable as of March 1, 2004. The option became fully exercisable on November 17, 2005, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the closing price of the Issuer's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days and (ii) February 17, 2008 (three years from the grant date). The closing price condition to vesting was met on May 16, 2006. The option becomes fully exercisable upon the later of: (i) the date on which the Issuer's closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 15, 2009, three years from the date of the grant. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 27, 2010, three years from the date of the grant. /s/ Amanda Grabowski Aquino, POA for David M. Znamierowski by Power of Attorney of David M. Znamierowski dated February 19, 2004. 2007-03-01 -----END PRIVACY-ENHANCED MESSAGE-----