-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UbXLbtURLwciOPQ0+XJ++VpftyZ0oUOXW1tySZHQU+zVqssM9Tuw2/xD6S/+aib8 gyU7C26K8GKvbE1s4sskyg== 0001209191-07-013025.txt : 20070223 0001209191-07-013025.hdr.sgml : 20070223 20070223170321 ACCESSION NUMBER: 0001209191-07-013025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070221 FILED AS OF DATE: 20070223 DATE AS OF CHANGE: 20070223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLIN NEAL S CENTRAL INDEX KEY: 0001160230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 07646529 BUSINESS ADDRESS: STREET 1: HARTFORD FINANCIAL SERVICES GROUP INC STREET 2: HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 860-547-5000 MAIL ADDRESS: STREET 1: HARTFORD FINANCAIL SERVICES GROUP INC STREET 2: HARTFORD PLAZA HO-1-09 CITY: HARTFORD STATE: CT ZIP: 06115 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-02-21 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001160230 WOLIN NEAL S THE HARTFORD FINANCIAL SERVICES GROUP HARTFORD PLAZA HARTFORD CT 06115 0 1 0 0 E.V.P. and General Counsel Restricted Stock Units 11135.948 D Restricted Stock 15500 D Common Stock 2007-02-21 4 M 0 12880 97.11 A 18574 D Common Stock 2007-02-21 4 F 0 4317 97.11 D 14257 D Stock Option 59.40 2011-03-22 Common Stock 30609 30609 D Stock Option 65.85 2012-02-23 Common Stock 29114 29114 D Stock Option 65.99 2014-02-20 Common Stock 19345 19345 D Stock Option 71.27 2015-02-19 Common Stock 17335 17335 D Stock Option 83.00 2016-02-15 Common Stock 15546 15546 D Performance Shares 97.11 2007-02-21 4 A 0 12880 97.11 A Common Stock 12880 12880 D Peformance Shares 97.11 2007-02-21 4 M 0 12880 97.11 D Common Stock 12880 0 D On February 21, 2007, the Company's Compensation and Personnel Committee awarded a performance share payout, based on the level of the Company's performance relative to pre-established performance objectives, for the January 1, 2004 - December 31, 2006 performance period. The performance shares were paid in shares of the Company's common stock. Transaction involving the disposition to the Company of equity securities to cover tax withholding obligations in accordance with the Company's administrative rules. The option became fully exercisable as of March 20, 2004, the third anniversary of the grant date. The option became fully exercisable on November 17, 2005, following the achievement of the following criteria: the closing price of the Company's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 17, 2008, three years from the grant date. The closing price condition to vesting was met on May 16, 2006. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 15, 2009, three years from the date of the grant. /s/ Amanda Grabowski Aquino, POA for Neal S. Wolin by Power of Attorney of Neal S. Wolin dated February 19, 2004 2007-02-23 -----END PRIVACY-ENHANCED MESSAGE-----