-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gp/H6iTOKzYnMW9h5Q7fN8YvNDev/Q8mOkyxBSJOioS6Ak2UpYwnXMbGDEfdnAP4 gQrz8OVd23R9VgeMcjoseA== 0001209191-07-010736.txt : 20070214 0001209191-07-010736.hdr.sgml : 20070214 20070214193838 ACCESSION NUMBER: 0001209191-07-010736 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZWIENER DAVID K CENTRAL INDEX KEY: 0001029169 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 07624782 BUSINESS ADDRESS: STREET 1: C/O ITT HARTFORD GROUP INC STREET 2: HARTFORD PLZ - H O 1-09 CITY: HARTFORD STATE: CT ZIP: 06115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTFORD PLZ CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD PLAZA T-15 CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 5 1 doc5.xml FORM 5 SUBMISSION X0202 5 2006-12-31 0 0 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001029169 ZWIENER DAVID K THE HARTFORD FINANCIAL SERVICES GROUP HARTFORD PLAZA HARTFORD CT 06115 1 1 0 0 Executive Vice President Restricted Stock Units 27325.736 D Restricted Stock 15200 D Common Stock 2006-01-18 5 G 0 170 86.89 D 76866 D Common Stock 2006-01-23 5 G 0 70 85.54 D 76866 D Stock Option 62.07 2011-02-23 Common Stock 101883 101883 D Stock Option 65.85 2012-02-23 Common Stock 120934 120934 D Stock Option 65.99 2014-02-20 Common Stock 63723 63723 D Stock Option 71.27 2015-02-19 Common Stock 43339 43339 D Stock Option 83.00 2016-02-15 Common Stock 37789 37789 D The option became fully exercisable as of July 27, 2005, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable on November 17, 2005, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. One-third of the option became exercisable on February 18, 2005, an additional one-third of the option became exercisable on February 18, 2006 and the remaining one-third of the option will become exercisable on February 18, 2007, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the closing price of the Issuer's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days and (ii) February 17, 2008 (three years from the grant date). The option becomes fully exercisable upon the later of: (i) the date on which the Issuer's closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 15, 2009, three years from the date of the grant. /s/ Amanda Grabowski Aquino, POA for David K. Zwiener by Power of Attorney of David K. Zwiener dated February 19, 2004 2007-02-14 -----END PRIVACY-ENHANCED MESSAGE-----