-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ar3H3VUQNFxAjcENiDNxm/6CYEKQRB7y1p+ymqIx6hC1tbdIIaABnQG3680Od3Tp h0gy4ZzgNa0/DzbG8WC9+A== 0001209191-06-057029.txt : 20061101 0001209191-06-057029.hdr.sgml : 20061101 20061101181912 ACCESSION NUMBER: 0001209191-06-057029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061030 FILED AS OF DATE: 20061101 DATE AS OF CHANGE: 20061101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTFORD PLZ CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD PLAZA T-15 CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARRA THOMAS M CENTRAL INDEX KEY: 0001160227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 061180176 BUSINESS ADDRESS: STREET 1: HARTFORD FINANCIAL SERVICES GROUP INC STREET 2: HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 860-547-5000 MAIL ADDRESS: STREET 1: HARTFORD LIFE INC STREET 2: 200 HOPMEADOW STREET CITY: SIMSBURY STATE: CT ZIP: 06089 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-10-30 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001160227 MARRA THOMAS M THE HARTFORD FINANCIAL SERVICES GROUP HARTFORD PLAZA HARTFORD CT 06115 1 1 0 0 Executive Vice President Restricted Stock Units 27325.736 D Restricted Stock 15200 D Common Stock 2006-10-30 4 M 0 60000 37.37 A 147263 D Common Stock 2006-10-30 4 S 0 30000 86.3499 D 117263 D Common Stock 2006-10-30 4 S 0 30000 88.00 D 87263 D Stock Option 56.375 2010-07-21 Common Stock 46500 46500 D Stock Option 59.0917 2009-02-18 Common Stock 49897 49897 D Stock Option 62.07 2011-02-23 Common Stock 145387 145387 D Stock Option 65.85 2012-02-23 Common Stock 138850 138850 D Stock Option 37.37 2006-10-30 4 M 0 60000 37.37 D 2013-02-22 Common Stock 118544 58544 D Stock Option 65.99 2014-02-20 Common Stock 63723 63723 D Stock Option 71.27 2015-02-19 Common Stock 43339 43339 D Stock Option 83.00 2016-02-15 Common Stock 37789 37789 D Transaction effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. On July 19, 2000, Mr. Marra was granted an option to purchase shares of common stock. The option cumulatively vested in four equal installments, subject to the Issuer?s satisfaction of certain performance criteria each year. The performance criteria for 2000, 2001 and 2002 were met, resulting in vesting of the option as to 46,500 shares, which became exercisable as of March 1, 2004. The option became fully exercisable as of June 9, 2005, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of July 27, 2005, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable on November 17, 2005, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of June 18, 2003, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. One-third of the option became exercisable on February 18, 2005, an additional one-third of the option became exercisable on February 18, 2006 and the remaining one-third of the option will become exercisable on February 18, 2007, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the closing price of the Issuer's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days and (ii) February 17, 2008 (three years from the grant date). The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 15, 2009, three years from the date of the grant. /s/ Amanda Grabowski Aquino, POA for Thomas M. Marra by Power of Attorney of Thomas M. Marra dated February 19, 2004 2006-11-01 -----END PRIVACY-ENHANCED MESSAGE-----