-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WBNUyCWDKfsd/OaZHLZHyihFldaNZ29G9z6DLEiKBF7reVSpxKWBgT2MuTqwTxgQ ovJRz+Kaa7EntgzE+YWUdQ== 0001209191-06-027484.txt : 20060503 0001209191-06-027484.hdr.sgml : 20060503 20060503210738 ACCESSION NUMBER: 0001209191-06-027484 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060501 FILED AS OF DATE: 20060503 DATE AS OF CHANGE: 20060503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTFORD PLZ CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD PLAZA T-15 CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AYER RAMANI CENTRAL INDEX KEY: 0001029007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 06805780 BUSINESS ADDRESS: BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ITT HARTFORD GROUP INC STREET 2: HARTFORD PLZ HO 1-09 CITY: HARTFORD STATE: CT ZIP: 06115 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-05-01 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001029007 AYER RAMANI THE HARTFORD FINANCIAL SERVICES GROUP HARTFORD PLAZA HARTFORD CT 06115 1 1 0 0 Chairman, President and CEO Restricted Stock Units 50465.424 D Restricted Stock 35300 D Common Stock 16900 I By Limited Liability Company Common Stock 2006-05-01 4 M 0 86210 44.47 A 270811 D Common Stock 2006-05-01 4 S 0 86210 88.95 D 184601 D Stock Option 44.47 2006-05-01 4 M 0 86210 44.47 D 2007-12-17 Common Stock 86210 0 D Stock Option 46.315 2008-02-21 Common Stock 112140 112140 I By Trust Stock Option 45.50 2008-10-14 Common Stock 114021 114021 I By Trust Stock Option 51.00 2009-02-18 Common Stock 165675 165675 I By Trust Stock Option 34.00 2010-02-18 Common Stock 408497 408497 I By Trust Stock Option 62.07 2011-02-23 Common Stock 222046 222046 D Stock Option 65.85 2012-02-23 Common Stock 201556 201556 D Stock Option 37.37 2013-02-22 Common Stock 171465 171465 D Stock Option 65.99 2014-02-20 Common Stock 96723 96723 D Stock Option 71.27 2015-02-19 Common Stock 79454 79454 D Stock Option 83.00 2016-02-15 Common Stock 71750 71750 D Shares of common stock held by a Limited Liability Company of which Mr. Ayer and his spouse are the co-managing and sole members. Transaction effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The option became fully exercisable as of March 1, 2001, following the achievement of the following criteria: prior to March 1, 2001, the closing price of the Issuer's Common Stock on the New York Stock Exchange reached (i) $61.50 for 10 or more consecutive trading days, (ii) $63.00 for 10 or more consecutive trading days, and (iii) $65.00 for 10 or more consecutive trading days. The option became fully exercisable as of February 19, 2001, the third anniversary of the grant date. Option held by a Grantor Retained Annuity Trust of which Mr. Ayer is Trustee. The option became fully exercisable as of April 15, 1999, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of August 16, 2000, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of April 11, 2000, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of July 27, 2005, following the achievement of the following criteria: the closing price of the Issuer's Common Stock reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable on November 17, 2005, following the achievement of the following criteria: the closing price of the Company's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exerciable as of June 18, 2003, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for 10 consecutive trading days. One-third of the option became exercisable on February 18, 2005, an additional one-third of the option became exercisable on February 18, 2006 and the remaining one-third of the option will become exercisable on February 18, 2007, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the closing price of the Issuer's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days and (ii) February 17, 2008 (three years from the grant date). The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 15, 2009, three years from the date of the grant. /s/ Amanda Grabowski Aquino, POA for Ramani Ayer by Power of Attorney of Ramani Ayer dated February 19, 2004. 2006-05-03 -----END PRIVACY-ENHANCED MESSAGE-----