-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ERo8c0uIw5PmBgcSDF2J3g9R7MMzagXFiayX4O4nZugOpW+Ers6/OL3JlhHJoogZ jM+yy9GH7JcrCBuuHsF2Uw== 0001209191-05-041655.txt : 20050809 0001209191-05-041655.hdr.sgml : 20050809 20050809161947 ACCESSION NUMBER: 0001209191-05-041655 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050808 FILED AS OF DATE: 20050809 DATE AS OF CHANGE: 20050809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTFORD PLZ CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD PLAZA T-15 CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZNAMIEROWSKI DAVID M CENTRAL INDEX KEY: 0001180184 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 051010150 BUSINESS ADDRESS: STREET 1: HARTFORD FINANCIAL SER GROUP INC STREET 2: HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD FINANCIAL SERVICES GROUP STREET 2: HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06836 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-08-08 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001180184 ZNAMIEROWSKI DAVID M THE HARTFORD FINANCIAL SERVICES GROUP HARTFORD PLAZA HARTFORD CT 06115 0 1 0 0 Executive Vice President Restricted Stock Units 5186.7632 D Restricted Stock 14000 D Common Stock 2005-08-08 4 M 0 95740 45.1271 A 102283 D Common Stock 2005-08-08 4 S 0 95740 76.8656 D 6543 D Stock Option 59.0917 2009-02-20 Common Stock 7911 7911 D Stock Option 39.3041 2005-08-08 4 M 0 11782 39.3041 D 2010-02-18 Common Stock 11782 0 D Stock Option 47.642 2005-08-08 4 M 0 9869 47.642 D 2008-02-21 Common Stock 9869 0 D Stock Option 44.5221 2005-08-08 4 M 0 3487 44.5221 D 2008-10-16 Common Stock 3487 0 D Stock Option 56.375 2010-07-21 Common Stock 12375 12375 D Stock Option 62.07 2005-08-08 4 M 0 24031 62.07 D 2011-02-23 Common Stock 24031 0 D Stock Option 65.85 2012-02-23 Common Stock 44790 44790 D Stock Option 37.37 2005-08-08 4 M 0 46571 37.37 D 2013-02-22 Common Stock 46571 0 D Stock Option 65.99 2014-02-20 Common Stock 25034 25034 D Stock Option 71.27 2015-02-19 Common Stock 15891 15891 D Transaction effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The option became fully exercisable as of February 18, 2002, the third anniversary of the grant. The option became fully exercisable as of February 16, 2003, the third anniversary of the grant. The option became fully exercisable as of February 19, 2001, the third anniversary of the grant. The option became fully exercisable as of October 14, 2001, the third anniversary of the grant. On July 19, 2000, the reporting person was granted an option to purchase shares of common stock. The option cumulatively vests in four equal installments, subject to the Issuer?s satisfaction of certain performance criteria each year. The performance criteria for 2000, 2001 and 2002 were met, resulting in vesting of the option as to 12,375 shares, which shall be exercisable commencing March 1, 2004. The option became fully exercisable as of July 27, 2005, following the achievement of the following criteria: the closing price of the Issuer?s Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option becomes fully exercisable upon the earlier of: (i) February 21, 2009 (seven years from the grant date) and (ii) the closing price of the Issuer?s Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of June 18, 2003, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. One-third of the option became exercisable on February 18, 2005, an additional one-third of the option will become exercisable on February 18, 2006 and the remaining one-third of the option will become exercisable on February 18, 2007, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the closing price of the Issuer's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days and (ii) February 17, 2008 (three years from the grant date). /s/ Steven L. Bray, POA for David M. Znamierowski by Power of Attorney of David M. Znamierowski dated February 19, 2004. 2005-08-09 -----END PRIVACY-ENHANCED MESSAGE-----