-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PXHhkCPX/vG81eUa20K2h9UcrJoNHKvVFj1vQtk2pJbf0k8iBLEdUgesAtk7eAFz O7okf6PihSSIBJ/BPGK9cA== 0001209191-05-041649.txt : 20050809 0001209191-05-041649.hdr.sgml : 20050809 20050809161431 ACCESSION NUMBER: 0001209191-05-041649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050808 FILED AS OF DATE: 20050809 DATE AS OF CHANGE: 20050809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AYER RAMANI CENTRAL INDEX KEY: 0001029007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 051010071 BUSINESS ADDRESS: BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ITT HARTFORD GROUP INC STREET 2: HARTFORD PLZ HO 1-09 CITY: HARTFORD STATE: CT ZIP: 06115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTFORD PLZ CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD PLAZA T-15 CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-08-08 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001029007 AYER RAMANI THE HARTFORD FINANCIAL SERVICES GROUP HARTFORD PLAZA HARTFORD CT 06115 1 1 0 0 Chairman, President and CEO Restricted Stock Units 25933.8157 D Restricted Stock 35300 D Common Stock 16900 I By Limited Liability Company Common Stock 2005-08-08 4 M 0 84000 27.1571 A 276112 D Common Stock 2005-08-08 4 S 0 84000 76.6426 D 192112 D Stock Option 26.00 2005-08-08 4 M 0 74400 26.00 D 2006-02-16 Common Stock 74400 0 D Stock Option 36.125 2005-08-08 4 M 0 9600 36.125 D 2007-01-26 Common Stock 9600 84740 D Stock Option 44.47 2007-12-17 Common Stock 169470 169470 D Stock Option 46.315 2008-02-21 Common Stock 112140 112140 I By Trust Stock Option 45.50 2008-10-14 Common Stock 114021 114021 D Stock Option 51.00 2009-02-18 Common Stock 165675 165675 I By Trust Stock Option 34.00 2010-02-18 Common Stock 408497 408497 D Stock Option 62.07 2011-02-23 Common Stock 222046 222046 D Stock Option 65.85 2012-02-23 Common Stock 201556 201556 D Stock Option 37.37 2013-02-22 Common Stock 171465 171465 D Stock Option 65.99 2014-02-20 Common Stock 96723 96723 D Stock Option 71.27 2015-02-19 Common Stock 79454 79454 D Shares of common stock held by a Limited Liability Company of which Mr. Ayer and his spouse are the co-managing and sole members. Transaction effected pursuant to pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The option became fully exercisable as of February 14, 1999, the third anniversary of the grant date. The option became fully exercisable as of January 24, 2000, the third anniversary of the grant date. The option became fully exercisable as of March 1, 2001, following the achievement of the following criteria: prior to March 1, 2001, the closing price of the Issuer's Common Stock on the New York Stock Exchange reached (i) $61.50 for 10 or more consecutive trading days, (ii) $63.00 for 10 or more consecutive trading days, and (iii) $65.00 for 10 or more consecutive trading days. The option became fully exercisable as of February 19, 2001, the third anniversary of the grant date. Option held by a Grantor Retained Annuity Trust of which Mr. Ayer is Trustee. The option became fully exercisable as of April 15, 1999, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of August 16, 2000, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of April 11, 2000, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of July 27, 2005, following the achievement of the following criteria: the closing price of the Issuer's Common Stock reached 125% of the grant price for at least 10 consecutive trading days. The option becomes fully exercisable upon the earlier of: (i) February 20, 2009 (seven years from the grant date) and (ii) the closing price of the Company's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days. The option became fully exerciable as of June 18, 2003, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for 10 consecutive trading days. One-third of the option became exercisable on February 18, 2005, an additional one-third of the option will become exercisable on February 18, 2006 and the remaining one-third of the option will become exercisable on February 18, 2007, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the closing price of the Issuer's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days and (ii) February 17, 2008 (three years from the grant date). /s/ Steven L. Bray, POA for Ramani Ayer by Power of Attorney of Ramani Ayer dated February 19, 2004. 2005-08-09 -----END PRIVACY-ENHANCED MESSAGE-----