-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HXLS972kRb8pjDFdjZA6snh/6LYRxLmNyJdpjcFcMn2TCEXD1xxsWKNsAZpjwR5+ sAW/q9EhRbIxIDCBcXFFUg== 0001209191-05-011112.txt : 20050218 0001209191-05-011112.hdr.sgml : 20050218 20050218190942 ACCESSION NUMBER: 0001209191-05-011112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050217 FILED AS OF DATE: 20050218 DATE AS OF CHANGE: 20050218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTFORD PLZ CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD PLAZA T-15 CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DE RAISMES ANN M CENTRAL INDEX KEY: 0001250481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 05628955 BUSINESS ADDRESS: BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: THE HARTFORD FINANCIAL SERVICES GROUP STREET 2: HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06115 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-02-17 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001250481 DE RAISMES ANN M THE HARTFORD FINANCIAL SERVICES GROUP HARTFORD PLAZA HARTFORD CT 06115 0 1 0 0 Executive Vice President Restricted Stock Units 2005-02-17 4 A 0 2478.8364 71.27 A 2478.8364 D Restricted Stock 10000 D Common Stock 7784 D Stock Option 39.3041 2010-02-18 Common Stock 4110 4110 D Stock Option 55.4378 2008-04-05 Common Stock 91 91 D Stock Option 44.5221 2008-10-16 Common Stock 1241 1241 D Stock Option 47.642 2008-02-21 Common Stock 1168 1168 D Stock Option 59.0917 2009-02-20 Common Stock 1282 1282 D Stock Option 56.375 2010-07-21 Common Stock 4650 4650 D Stock Option 62.07 2011-02-23 Common Stock 9612 9612 D Stock Option 65.85 2012-02-23 Common Stock 11219 11219 D Stock Option 37.37 2013-02-22 Common Stock 19052 19052 D Stock Option 65.99 2014-02-22 Common Stock 11379 11379 D Stock Option 71.27 2005-02-17 4 A 0 7656 71.27 A 2015-02-19 Common Stock 7656 7656 D The option became fully exercisable as of February 18, 2003, the third anniversary of the grant date. The option became fully exercisable as of April 5, 2001, the third anniversary of the grant date. The option became fully exercisable as of October 16, 2001, the third anniversary of the grant date. The option became fully exercisable as of February 21, 2001, the third anniversary of the grant date. The option became fully exercisable as of February 20, 2002, the third anniversary of the grant date. On July 19, 2000, the reporting person was granted an option to purchase 6,200 shares of common stock. The option vests in four annual installments, commencing December 31, 2000, subject to the satisfaction of certain performance criteria each year, as determined by the Issuer?s compensation committee. The performance criteria in each of 2000, 2001 and 2002 were met, resulting in vesting of the option as to 4,650 shares. The option became fully exercisable as of February 21, 2004, the third anniversary of the grant date. Two-thirds of the option are currently exercisable and the remaining one-third of the option will become exercisable on February 21, 2005, the third anniversary of the grant date. One-third of the option became exercisable on February 20, 2004, an additional one-third of the option will become exercisable on February 20, 2005, and the remaining one-third of the option will become exercisable on February 20, 2006, the third anniversary of the grant date. One-third of the option became exercisable on February 18, 2005, an additional one-third of the option will become exercisable on February 18, 2006 and the remaining one-third of the option will become exercisable on February 18, 2007, the third anniversary of the grant date. The option will become exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 17, 2008, three years from the date of the grant. /s/ Amanda Grabowski Aquino, POA for Ann M. de Raismes by Power of Attorney of Ann M. de Raismes dated February 19, 2004 2005-02-18 -----END PRIVACY-ENHANCED MESSAGE-----