-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OYhU5rSPrbUzf+Hmhh5jwxHwnJFO5HjcxED0rkoAShp7uvhZLdQ9HyDQ7cE74Wdf c236+uymlEvFvt3p4C+zEA== 0001209191-04-045294.txt : 20040922 0001209191-04-045294.hdr.sgml : 20040922 20040922170228 ACCESSION NUMBER: 0001209191-04-045294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040921 FILED AS OF DATE: 20040922 DATE AS OF CHANGE: 20040922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTFORD PLZ CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD PLAZA T-15 CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARRA THOMAS M CENTRAL INDEX KEY: 0001160227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 041041561 BUSINESS ADDRESS: STREET 1: HARTFORD FINANCIAL SERVICES GROUP INC STREET 2: HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 860-547-5000 MAIL ADDRESS: STREET 1: HARTFORD LIFE INC STREET 2: 200 HOPMEADOW STREET CITY: SIMSBURY STATE: CT ZIP: 06089 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-09-21 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001160227 MARRA THOMAS M THE HARTFORD FINANCIAL SERVICES GROUP HARTFORD PLAZA HARTFORD CT 06115 1 1 0 0 Executive Vice President Common Stock 2004-09-21 4 M 0 217074 39.3041 A 332715.68 D Common Stock 2004-09-21 4 S 0 217074 64.0003 D 115641.68 D Stock Option 56.375 2004-03-01 2010-07-21 Common Stock 46500 46500 D Stock Option 44.47 2007-12-17 Common Stock 75000 75000 D Stock Option 47.642 2008-02-21 Common Stock 42961 42961 D Stock Option 44.5221 2008-10-14 Common Stock 63740 63740 D Stock Option 59.0917 2009-02-18 Common Stock 68196 68196 D Stock Option 39.3041 2004-09-21 4 M 0 217074 39.3041 D 2010-02-16 Common Stock 217074 0 D Stock Option 62.07 2011-02-23 Common Stock 145387 145387 D Stock Option 65.85 2012-02-23 Common Stock 138850 138850 D Stock Option 37.37 2013-02-22 Common Stock 118544 118544 D Stock Option 65.99 2014-02-20 Common Stock 63723 63723 D On July 19, 2000, Mr. Marra was granted an option to purchase shares of common stock. The option cumulatively vests in four equal installments, subject to the Issuer?s satisfaction of certain performance criteria each year. The performance criteria for 2000, 2001 and 2002 were met, resulting in vesting of the option as to 46,500 shares, which became exercisable as of March 1, 2004. The option became fully exercisable as of March 1, 2001, following the achievement of the following criteria: prior to March 1, 2001, the closing price of the Issuer's Common Stock on the New York Stock Exchange reached (i) $61.50 for 10 or more consecutive trading days, (ii) $63.00 for 10 or more consecutive trading days, and (iii) $65.00 for 10 or more consecutive trading days. The option became fully exercisable as of May 20, 1999, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of March 26, 1999, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option becomes fully exercisable upon the earlier of: (i) February 16, 2006 (seven years from the February 16, 1999 grant date) and (ii) the closing price of the Issuer's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of May 5, 2000, following the achievement of the following criteria: the closing price of the Issuer's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option becomes fully exercisable upon the earlier of: (i) February 21, 2008 (seven years from the February 21, 2001 grant date) and (ii) the closing price of the Issuer's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days. The option becomes fully exercisable upon the earlier of: (i) February 21, 2009 (seven years from the February 21, 2002 grant date) and (ii) the closing price of the Issuer's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable on June 18, 2003, following the achievement of the following criteria: the closing price of the Company's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. One-third of the option will become exercisable on February 18, 2005, an additional one-third of the option will become exercisable on February 18, 2006 and the remaining one-third of the option will become exercisable on February 18, 2007, the third anniversary of the grant date. /s/ Amanda Grabowski Aquino, POA for Thomas M. Marra by Power of Attorney of Thomas M. Marra dated February 19, 2004 2004-09-22 -----END PRIVACY-ENHANCED MESSAGE-----