-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P1QCleJ6SGnXFIxeBPOQBx7GllMsGEGJMUaHpMJqeX2ptB3St+WRK8G03x5mel/k nAeVTCcTRe0NVploCl2mYg== 0001209191-04-027568.txt : 20040524 0001209191-04-027568.hdr.sgml : 20040524 20040524171131 ACCESSION NUMBER: 0001209191-04-027568 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040521 FILED AS OF DATE: 20040524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZWIENER DAVID K CENTRAL INDEX KEY: 0001029169 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 04827648 BUSINESS ADDRESS: STREET 1: C/O ITT HARTFORD GROUP INC STREET 2: HARTFORD PLZ - H O 1-09 CITY: HARTFORD STATE: CT ZIP: 06115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTFORD PLZ CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD PLAZA T-15 CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-05-21 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001029169 ZWIENER DAVID K THE HARTFORD FINANCIAL SERVICES GROUP HARTFORD PLAZA HARTFORD CT 06115 1 1 0 0 Executive Vice President Common Stock 2004-05-21 4 M 0 200000.0000 44.4700 A 301144.6500 D Common Stock 2004-05-21 4 S 0 24800.0000 65.2602 D 276344.6500 D Common Stock 2004-05-24 4 S 0 175200.0000 65.2705 D 101144.6500 D Stock Option 44.4700 2004-05-21 4 M 0 200000.0000 44.4700 D 2007-12-19 Common Stock 200000.0000 0 D Stock Option 45.5000 2008-10-16 Common Stock 13971.0000 13971.0000 D Stock Option 51.0000 2009-02-20 Common Stock 59703.0000 59703.0000 D Stock Option 34.0000 2010-02-18 Common Stock 22696.0000 22696.0000 D Stock Option 62.0700 2011-02-23 Common Stock 126883.0000 126883.0000 D Stock Option 65.8500 2012-02-23 Common Stock 120934.0000 120934.0000 D Stock Option 65.9900 2014-02-20 Common stock 63723.0000 63723.0000 D The option became fully exercisable as of March 1, 2001, following the achievement of the following criteria: prior to March 1, 2001, the closing price of the Company's Common Stock on the New York Stock Exchange reached (i) $61.50 for 10 or more consecutive trading days, (ii) $63.00 for 10 or more consecutive trading days, and (iii) $65.00 for 10 or more consecutive trading days. The option became fully exercisable as of March 31, 1999, following the achievement of the following criteria: the closing price of the Company's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of August 16, 2000, following the achievement of the following criteria: the closing price of the Company's Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option became fully exercisable as of April 11, 2000, following the achievement of the following criteria: the closing price of the Company?s Common Stock on the New York Stock Exchange reached 125% of the grant price for at least 10 consecutive trading days. The option becomes fully exercisable upon the earlier of: (i) February 21, 2008 (seven years from the February 21, 2001 grant date) and (ii) the closing price of the Company's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days. The option becomes fully exercisable upon the earlier of: (i) February 21, 2009 (seven years from the February 21, 2002 grant date) and (ii) the closing price of the Company's Common Stock on the New York Stock Exchange reaches 125% of the grant price for at least 10 consecutive trading days. One-third of the option will become exercisable on February 18, 2005, an additional one-third of the option will become exercisable on February 18, 2006 and the remaining one-third of the option will become exercisable on February 18, 2007, the third anniversary of the grant date. /s/ Amanda Grabowski Aquino, POA for David K. Zwiener by Power of Attorney of David K. Zwiener dated February 19, 2004 2004-05-24 -----END PRIVACY-ENHANCED MESSAGE-----