-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PoY87iaf6bIw6BKmHaos01blYwpB6vXxROA+mtAK+BohijdbB0c19eMRLGsF92d4 wSJF9QuUuMcHnUPxZq09tw== 0001209191-04-016015.txt : 20040316 0001209191-04-016015.hdr.sgml : 20040316 20040316140953 ACCESSION NUMBER: 0001209191-04-016015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040315 FILED AS OF DATE: 20040316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTFORD PLZ CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD PLAZA T-15 CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DE RAISMES ANN M CENTRAL INDEX KEY: 0001250481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 04672010 BUSINESS ADDRESS: STREET 1: THE HARTFORD FINANCIAL SERVICES GROUP STREET 2: HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: THE HARTFORD FINANCIAL SERVICES GROUP STREET 2: HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06115 4 1 doc4.xml FORM 4 SUBMISSION X0201 4 2004-03-15 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001250481 DE RAISMES ANN M THE HARTFORD FINANCIAL SERVICES GROUP HARTFORD PLAZA HARTFORD CT 06115 0 1 0 0 Group Senior Vice President Common Stock 2004-03-15 4 F 0 113.4273 61.8800 D 17279.0910 D Stock Option 39.3041 2010-02-18 Common Stock 4110.0000 4110.0000 D Stock Option 55.4378 2008-04-05 Common Stock 91.0000 91.0000 D Stock Option 44.5221 2008-10-16 Common Stock 1241.0000 1241.0000 D Stock Option 47.6420 2008-02-21 Common Stock 1168.0000 1168.0000 D Stock Option 59.0917 2009-02-20 Common Stock 1282.0000 1282.0000 D Stock Option 56.3750 2010-07-21 Common Stock 6200.0000 6200.0000 D Stock Option 62.0700 2011-02-23 Common Stock 9612.0000 9612.0000 D Stock Option 65.8500 2012-02-23 Common Stock 11219.0000 11219.0000 D Stock Option 37.3700 2013-02-22 Common Stock 19052.0000 19052.0000 D Stock Option 65.9900 2014-02-22 Common Stock 11379.0000 11379.0000 D Transaction involving a disposition to the Company of equity securities upon the exercise of tax withholding rights in connection with a distribution to the reporting person pursuant to the Company's Deferred Restricted Stock Unit Plan. The option became fully exercisable as of February 18, 2003, the third anniversary of the grant date. The option became fully exercisable as of April 5, 2001, the third anniversary of the grant date. The option became fully exercisable as of October 16, 2001, the third anniversary of the grant date. The option became fully exercisable as of February 21, 2001, the third anniversary of the grant date. The option became fully exercisable as of February 20, 2002, the third anniversary of the grant date. On July 19, 2000, the reporting person was granted an option to purchase 6,200 shares of common stock. The option vests in four annual installments, commencing December 31, 2000, subject to the satisfaction of certain performance criteria each year, as determined by the Issuer?s compensation committee. The performance criteria in each of 2000, 2001 and 2002 were met, resulting in vesting of the option as to 4,650 shares. The option became fully exercisable as of February 21, 2004, the third anniversary of the grant date. Two-thirds of the option are currently exercisable and the remaining one-third of the option will become exercisable on February 21, 2005, the third anniversary of the grant date. One-third of the option became exercisable on February 20, 2004, an additional one-third of the option will become exercisable on February 20, 2005, and the remaining one-third of the option will become exercisable on February 20, 2006, the third anniversary of the grant date. One-third of the option will become exercisable on February 18, 2005, an additional one-third of the option will become exercisable on February 18, 2006 and the remaining one-third of the option will become exercisable on February 18, 2007, the third anniversary of the grant date. /s/ Amanda Grabowski Aquino, POA for Ann M. de Raismes by Power of Attorney of Ann M. de Raismes dated February 19, 2004 2004-03-16 -----END PRIVACY-ENHANCED MESSAGE-----