-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HM8/+nZ+POkG95XjpnQu7/ds4DY/dvpbr9xWcO8qZ/x0XEDT8I2pTCXmDGDdZDER 5vzTxZlLNtJYW89G7izn9g== 0001209191-03-030212.txt : 20031113 0001209191-03-030212.hdr.sgml : 20031113 20031113171425 ACCESSION NUMBER: 0001209191-03-030212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031112 FILED AS OF DATE: 20031113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTFORD PLZ CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD PLAZA T-15 CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWYGERT H PATRICK CENTRAL INDEX KEY: 0001160229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 03999129 BUSINESS ADDRESS: STREET 1: HARTFORD FINANCIAL SERVICES GROUP INC STREET 2: HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 860-547-5000 MAIL ADDRESS: STREET 1: HOWARD UNIVERSITY STREET 2: 2400 6TH STREET NW CITY: WASHINGTON STATE: DC ZIP: 20059 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-11-120 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001160229 SWYGERT H PATRICK THE HARTFORD FINANCIAL SERVICES GROUP HARTFORD PLAZA HARTFORD CT 06115 1000Common Stock2003-11-124S03236.000056.5000D4609.0000DStock Option (Right to Buy)55.91002008-05-23Common Stock2000.00002000.0000DStock Option (Right to Buy)55.70342009-05-20Common Stock922.0000922.0000DStock Option (Right to Buy)64.18752009-05-22Common Stock2000.00002000.0000DStock Option (Right to Buy)56.43752010-05-20Common Stock2000.00002000.0000DStock Option (Right to Buy)62.07002011-02-23Common Stock2884.00002884.0000DStock Option (Right to Buy)65.85002012-02-23Common Stock2448.00002448.0000DStock Option (Right to Buy)37.37002013-02-23Common Stock5080.0000508 0.0000DThe option became fully exercisable as of May 21, 2001, the third anniversary of the grant date.The option became fully exercisable as of May 20, 2002, the third anniversary of the grant date.The option became fully exercisable as of May 20, 2002, the third anniversary of the grant date.The option became fully exercisable as of May 18, 2003, the third anniversary of the grant date.One-third of the option became exercisable on February 21, 2003, and the remaining two-thirds of the option will become fully exercisable on February 21, 2004, the third anniversary of the grant date.One-third of the option will become exercisable on February 21, 2004, and the remaining two-thirds of the option will become exercisable on February 21, 2005, the third anniversary of the grant date.One-third of the option will become exercisable on February 20, 2005, and the remaining two-thirds of the option will become exercisable on February 20, 2006, the third anniversary of the grant date./s/ Amanda C. Grabowski Amanda C. Grabowski, POA for H. Patrick Swygert, by Power of Attorney dated 04/17/20032003-11-13 EX-24.4_20045 3 poa.txt POA DOCUMENT POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned does hereby nominate, constitute and appoint Neal S. Wolin, Amy B. Gallent, Brian S. Becker, Richard G. Costello, Steven L. Bray, Amanda C. Grabowski and Sherri A. Enxuto, or any one or more of them, his true and lawful attorneys and agents, to do any and all acts and things and execute and file any and all instruments which said attorneys and agents, or any of them, may deem necessary or advisable to enable the undersigned (in his individual capacity or in a fiduciary or any other capacity) to comply with the Securities Exchange Act of 1934, as amended (the "1934 Act"), and the Securities Act of 1933, as amended (the "1933 Act"), and any requirements of the Securities and Exchange Commission (the "SEC") in respect thereof, in connection with the preparation, execution and filing of (i) any report or statement of beneficial ownership or changes in beneficial ownership of securities of THE HARTFORD FINANCIAL SERVICES GROUP, INC., a Delaware corporation (the "Company"), that the undersigned (in his individual capacity or in a fiduciary or any other capacity) may be required to file pursuant to Section 16(a) of the 1934 Act, including specifically, but without limitation, full power and authority to sign the undersigned's name, in his individual capacity or in a fiduciary or any other capacity, to any report or statement on SEC Form 3, Form 4 or Form 5 or to any amendment thereto, or any form or forms adopted by the SEC in lieu thereof or in addition thereto, and (ii) any report required under Rule 144 of the 1933 Act on SEC Form 144 relating to sales of securities of the Company, hereby ratifying and confirming all that said attorneys and agents, or any of them, shall do or cause to be done by virtue thereof. This authorization shall supersede all prior authorizations to act for the undersigned with respect to securities of the Company in these matters, which prior authorizations are hereby revoked, and shall remain in effect for so long as the undersigned (in his individual capacity or in a fiduciary or any other capacity) has any obligations under Section 16 of the 1934 Act with respect to securities of the Company. IN WITNESS WHEREOF, I have hereunto set my hand this 17th day of April, 2003. /s/ H. Patrick Swygert -----END PRIVACY-ENHANCED MESSAGE-----