UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Item 8.01 | Other Events |
On September 16, 2021, The Hartford Financial Services Group, Inc. (the “Company”) commenced a proposed offering of its new senior notes (the “Senior Notes”, and such offering, the “Notes Offering”) pursuant to the Company’s preliminary prospectus supplement dated September 16, 2021 and the accompanying prospectus dated May 17, 2019, which have been filed with the Securities and Exchange Commission. The Company intends to use the net proceeds from the Notes Offering to redeem in full the outstanding $600 million principal amount of the Company’s 7.875% Fixed-To-Floating Rate Junior Subordinated Debentures due 2042, which are redeemable at par on or after April 15, 2022 (collectively, the “Proposed Redemption Notes” and such redemption the “Proposed Redemption”). The Senior Notes will be issued under the senior debt indenture dated as of April 11, 2007, between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee, as supplemented by the first supplemental indenture dated as of August 9, 2013, the second supplemental indenture dated as of August 19, 2019 and the third supplemental indenture to be dated as of the closing date of the Notes Offering.
The pricing and settlement of the Senior Notes is subject to market conditions and other factors. Even if the Senior Notes are issued, there can be no assurance as to whether the Company actually implements the Proposed Redemption.
The information in this Current Report on Form 8-K does not constitute an offer of any securities for sale or a notice of redemption of the Proposed Redemption Notes and should be read in conjunction with the risk factors described in and the information under “Forward-Looking Statements” in the Company’s Form 10-K for the year ended December 31, 2020 and Form 10-Q for the quarters ended March 31, 2021 and June 30, 2021.
Item 9.01 | Financial Statements and Exhibits |
(d) Exhibits.
Exhibit No. |
Description | |
104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
THE HARTFORD FINANCIAL SERVICES GROUP, INC. (Registrant) | ||||||
September 16, 2021 | By: | /s/ Donald C. Hunt | ||||
Name: Donald C. Hunt | ||||||
Title: Senior Vice President and Corporate Secretary |
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