-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DKnaC1t+r5Z69MGXaNk5z3MNlP52D1GcUQkJhsaoKKPozVEM7IT77m0XAnkLm4fE +AJIl6yFDRa7yjdWDx1BEA== 0001029025-99-000006.txt : 19991111 0001029025-99-000006.hdr.sgml : 19991111 ACCESSION NUMBER: 0001029025-99-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991001 FILED AS OF DATE: 19991110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13958 FILM NUMBER: 99745767 BUSINESS ADDRESS: STREET 1: HARTFORD PLZ CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD PLAZA T-15 CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 COMPANY DATA: COMPANY CONFORMED NAME: FRAHM DONALD R CENTRAL INDEX KEY: 0001029161 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O ITT HARTFORD GROUP INC STREET 2: HARTFORD PLZ - H O 1-09 CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 2: HARTFORD PLZ - H O 1-09 CITY: HARTFORD STATE: CT ZIP: 06115 4 1 FORM 4 - 10/01/99 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Donald R. Frahm Hartford Plaza HO-1-09 CT, Hartford 06106 2. Issuer Name and Ticker or Trading Symbol The Hartford Financial Services Group, Inc. (HIG) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year Oct 1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | | |114864 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (ESPP) 1 | | | | | | |355 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (DRIP) 2 | | | | | | |8471 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (RS) 3 | | | | | | |2495 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (BY SON) |Oct 1,|P | |100 |A |39.37 | |I |By Son | | 1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (BY SON) |Oct 4,|P | |100 |A |40 |3160 |I |By Son | | 1999 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (BY DAUGHTER) | | | | | | |1478 |I |By Daughter | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Stock Option (Right to|55.91 | | | | | | |May 2|Common Stock| | |2000 |D | | Buy) 4 | | | | | | | |3, 20| | | | | | | | | | | | | | |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (Right to|64.1875 | | | | | |5 |May 2|Common Stock| | |2000 |D | | Buy) | | | | | | | |2, 20| | | | | | | | | | | | | | |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Reflects shares acquired under the Employee Stock Purchase Plan of The Hartford pursuant to Rule 16b-3(c). 2. Reflects shares acquired under the Dividend Reinvestment Plan of The Hartford pursuant to Rule 16a-11. 3. Shares granted in lieu of annual retainer fee pursuant to The Hartford 1996 Restricted Stock Plan for Non-Employee Directors. 4. Option granted under a Rule 16b-3 exempt transaction. The option becomes exercisable annually in increments of one-third of the total number of shares granted commencing on the first anniversary of the May 21, 1998 grant date. 5. Option granted under a Rule 16b-3 exempt transaction. The option becomes exercisable annually in increments of one-third of the total number of shares granted commencing on the first anniversary of the May 20, 1999 grant date. -----END PRIVACY-ENHANCED MESSAGE-----