-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R1IGuAVRxldO53tBEMKyaUbYsleN4GSaBkisTfHbzlJ6h3Y3UAF2yvwh86Q/xuya jj+Ac+2eRFPMbiqyLKSW5w== /in/edgar/work/20000627/0000950157-00-000305/0000950157-00-000305.txt : 20000920 0000950157-00-000305.hdr.sgml : 20000920 ACCESSION NUMBER: 0000950157-00-000305 CONFORMED SUBMISSION TYPE: SC TO-T/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000627 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD LIFE INC CENTRAL INDEX KEY: 0001032204 STANDARD INDUSTRIAL CLASSIFICATION: [6311 ] IRS NUMBER: 061470915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-T/A SEC ACT: SEC FILE NUMBER: 005-53229 FILM NUMBER: 661497 BUSINESS ADDRESS: STREET 1: HARTFORD LIFE INC STREET 2: 200 HOPMEADOW STREET CITY: SIMSBURY STATE: CT ZIP: 06089 BUSINESS PHONE: 8608437716 MAIL ADDRESS: STREET 1: HARTFORD LIFE INC STREET 2: 200 HOPMEADOW STREET CITY: SIMSBURY STATE: CT ZIP: 06089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: [6411 ] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-T/A BUSINESS ADDRESS: STREET 1: HARTFORD PLZ CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD PLAZA T-15 CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 SC TO-T/A 1 0001.txt TENDER OFFER STATEMENT ======================================================================== SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------ SCHEDULE TO (RULE 14D-100) (AMENDMENT NO. 5) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR SECTION 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AND SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 ------------------ HARTFORD LIFE, INC. (Name of Subject Company (Issuer)) HARTFORD FIRE INSURANCE COMPANY THE HARTFORD FINANCIAL SERVICES GROUP, INC. HARTFORD LIFE, INC. HLI ACQUISITION, INC. (Names of Filing Persons (Offerors)) ------------------ CLASS A COMMON STOCK, PAR VALUE $.01 PER SHARE (Title of Class of Securities) ------------------ 4165924 (CUSIP Number of Class of Securities) ------------------ Michael S. Wilder, Esq. The Hartford Financial Services Group, Inc. Hartford Plaza Hartford, Connecticut 06115-1900 Telephone: (860) 547-5000 (Name,address and telephone number of person authorized to receive notices and communications on behalf of filing persons) Copy to: George W. Bilicic, Jr., Esq. Cravath, Swaine & Moore 825 Eighth Avenue New York, New York 10019 Telephone: (212) 474-1000 Check the appropriate boxes below to designate any transactions to which the statement relates: [X] third-party tender offer subject to Rule 14d-1. [ ] issuer tender offer subject to Rule 13e-4. [X] going-private transaction subject to Rule 13e-3. [ ] amendment to Schedule 13D under Rule 13d-2. Check the following box if the filing is a final amendment reporting the results of the tender offer: [X] ======================================================================== 2 SCHEDULE 13D AND TO CUSIP No. 4165924 - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON HLI Acquisition - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC; OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY ------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 135,600,315* REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 0 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 135,600,315* - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 135,600,315* - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 96.83% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- - ----------- * Includes 114,000,000 shares of Class B Common Stock that, as of June 23, 2000, have been converted on a share-for-share basis into shares of Class A Common Stock and 21,600,315 Shares tendered in response to the Offer and not withdrawn. 3 SCHEDULE 13D AND TO CUSIP No. 4165924 - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hartford Fire Insurance Company No. 06-0383750 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC; OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Connecticut - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY ------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 135,600,315* REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 0 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 135,600,315* - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 135,600,315* - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 96.83% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IC; CO - ------------------------------------------------------------------------------- - -------- * Includes 114,000,000 shares of Class B Common Stock that, as of June 23, 2000, have been converted on a share-for-share basis into shares of Class A Common Stock and 21,600,315 Shares tendered in response to the Offer and not withdrawn. 4 SCHEDULE 13D AND TO CUSIP No. 4165924 - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hartford Fire Insurance Company No. 13-3317783 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC; OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY ------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 135,600,315* REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 0 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 135,600,315* - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 135,600,315* - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 96.83% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* HC; IC; CO - ------------------------------------------------------------------------------- - -------- * Includes 114,000,000 shares of Class B Common Stock that, as of June 23, 2000, have been converted on a share-for-share basis into shares of Class A Common Stock and 21,600,315 Shares tendered in response to the Offer and not withdrawn. 5 SCHEDULE 13D AND TO This Amendment No. 5 amends the Tender Offer Statement on Schedule TO initially filed on May 24, 2000 by The Hartford Financial Services Group, Inc., a Delaware corporation ("Parent"), Hartford Fire Insurance Company, a Connecticut corporation ("Purchaser") and a wholly owned subsidiary of Parent, and Hartford Life, Inc., a Delaware corporation (the "Company"), relating to the third-party tender offer by Purchaser to purchase all of the issued and outstanding shares of Class A Common Stock, par value $.01 per share (the "Shares"), of the Company, at a purchase price of $50.50 per Share, net to the seller in cash, without interest thereon, upon the terms and subject to the conditions set forth in the Offer to Purchase dated May 24, 2000 (the "Offer to Purchase"), as amended. ITEM 8. INTEREST IN SECURITIES OF THE SUBJECT COMPANY Item 8, which incorporates by reference information contained in the Offer to Purchase, is hereby amended by adding thereto the following: The Offer expired at 12:00 midnight, New York City time, on Wednesday, June 21, 2000. Based upon information provided by the Depositary, a total of 21,600,315 Shares were tendered in response to the Offer and not withdrawn (including Shares tendered pursuant to a guarantee of delivery). In accordance with the terms of the Offer, Purchaser has instructed the Depositary to pay promptly the Offer Price of $50.50 per Share for each Share accepted for payment. After giving effect to the purchase of Shares tendered and together with the shares of Class B Common Stock which were converted on June 23, 2000 by Purchaser into an equal number of Shares, Purchaser owns approximately 96.83% of the outstanding Shares. 6 SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. SCHEDULE TO, SCHEDULE 13E-3 AND SCHEDULE 13D THE HARTFORD FINANCIAL SERVICES GROUP, INC. By: /s/ Michael O'Halloran ----------------------------------- Name: Michael O'Halloran Title: Senior Vice President and Director of Corporate Law HARTFORD FIRE INSURANCE COMPANY By: /s/ Michael O'Halloran ----------------------------------- Name: Michael O'Halloran Title: Authorized Officer HLI ACQUISITION, INC. By: /s/ Michael O'Halloran ---------------------------------- Name: Michael O'Halloran Title: Vice President and Secretary SCHEDULE 13E-3 HARTFORD LIFE, INC. By: /s/ Michael O'Halloran ----------------------------------- Name: Michael O'Halloran Title: Authorized Officer Date: June 27, 2000 -----END PRIVACY-ENHANCED MESSAGE-----