-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HeQYN77tmAxdJAwqxTKsM50SjU2u3OtPH6jHw1UGN4Z9uI461gZzOUizl2XPeg8h WXixejJ2342TJQHXcj2MAA== 0000876661-06-000936.txt : 20061120 0000876661-06-000936.hdr.sgml : 20061120 20061120163428 ACCESSION NUMBER: 0000876661-06-000936 CONFORMED SUBMISSION TYPE: 25-NSE PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20061120 DATE AS OF CHANGE: 20061120 EFFECTIVENESS DATE: 20061120 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 061230246 BUSINESS ADDRESS: STREET 1: HARTFORD PLZ CITY: HARTFORD STATE: CT ZIP: 06115 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: HARTFORD PLAZA T-15 CITY: HARTFORD STATE: CT ZIP: 06115 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE INC CENTRAL INDEX KEY: 0000876661 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-2060 MAIL ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 25-NSE 1 primary_doc.xml X0203 0000876661 NEW YORK STOCK EXCHANGE INC 874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE 001-13958
690 Asylum Avenue Hartford Plaza Hartford CT CONNECTICUT 06115
(860) 547-5000
6.00% Corporate Units 17 CFR 240.12d2-2(a)(2) Paras Madho Director 2006-11-20
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 30, 2006, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(2) That the entire class of this security was redeemed or paid at maturity or retirement on November 16, 2006. Each Corporate Unit consists of a purchase contract and, initially, a $50 principal amount of The Hartford Financial Services Group, Inc. senior notes due November 16, 2008. The senior notes that were a component of each Corporate Unit were successfully remarketed on behalf of the holders of the Corporate Units on August 16, 2006. The proceeds from the remarketing were used to purchase a portfolio of U.S. Treasury securities that was pledged to The Hartford Financial Services Group, Inc. to secure the holder's obligation under the related purchase contract. Each purchase contract underlying a Corporate Unit obligates the holder of the purchase contract to purchase, and obligates The Hartford Financial Services Group, Inc. to sell, on November 16, 2006, which is referred to as the purchase contract settlement date, for $50 in cash, a number of newly issued shares of The Hartford Financial Services Group, Inc. common stock equal to the settlement rate. The settlement rate will be calculated, subject to a djustments for certain dilutive events set forth in Section 5.04 of the Purchase Contract Agreement dated as of September 10, 2002 by and between The Hartford Financial Services Group, Inc. and JPMorgan Chase Bank (the Purchase Contract Agreement) as follows: if the applicable market value (as defined below) of The Hartford Financial Services Group, Inc. common stock is equal to or greater than $57.6450, the settlement rate will be 0.8674 shares of The Hartford Financial Services Group, Inc. common stock per purchase contract; if the applicable market value of The Hartford Financial Services Group, Inc. common stock is less than $57.6450, but greater than $47.25, the settlement rate will be the number of shares of The Hartford Financial Services Group, Inc. common stock per purchase contract equal to $50 divided by the applicable market value; and if the applicable market value of The Hartford Financial Services Group, Inc. common stock is less than or equal to $47.25, the settlement rate will be 1.0582 shar es of The Hartford Financial Services Group, Inc. common stock per purchase contract. The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on November 16, 2006.
-----END PRIVACY-ENHANCED MESSAGE-----