-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HYEOLYCasM2qRcykcRLpIsFXJXjVeNUfVk5xtb1/YZzQ44PukLfy8pEEFNgMN9mT rrkpsbPZxJj3Sx3d3MQXkA== 0001209191-04-000981.txt : 20040105 0001209191-04-000981.hdr.sgml : 20040105 20040105181623 ACCESSION NUMBER: 0001209191-04-000981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031209 FILED AS OF DATE: 20040105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANT ROGER W CENTRAL INDEX KEY: 0000903456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 04506845 BUSINESS ADDRESS: STREET 1: 1710 HOBAN RAOD NW CITY: WASHINGTON STATE: DC ZIP: 20007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORPORATION CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 N 19TH ST STREET 2: STE 2000 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7035221315 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-12-0900000874761AES CORPORATION AES0000903456SANT ROGER W1001 N. 19TH STREETSUITE 2000ARLINGTONVA222091000Common Stock2003-12-094G0125000.0000D13449306.0000IHeld by Victoria P.Sant Revocable TrustCommon Stock2003-12-104G0125000.0000D12823628.0000IHeld by Roger W.Sant Revocable TrustCommon Stock2003-12-104G0185000.0000D12638628.0000IHeld by Roger W.Sant Revocable TrustCommon Stock2003-12-104G0615000.0000D12023628.0000IHeld by Roger W.Sant Revocable TrustCommon Stock2004-01-024S030000.00009.4500D11993628.0000IHeld by Roger W.Sant Revocable TrustCommon Stock2004-01-024S020000.00009.4600D11973628.0000IHeld by Roger W.Sant Revocable Trus tCommon Stock2004-01-024S010000.00009.4900D11963628.0000IHeld by Roger W.San t Revocable TrustCommon Stock2004-01-054S025800.00009.5500D11937828.0000IHel d by Roger W.Sant Revocable TrustCommon Stock2004-01-054S03400.00009.5600D11934428.0000IHeld by Roger W.Sant Revocable TrustCommon Stock2004-01-054S0300.00009.5700D11934128.0000I Held by Roger W.Sant Revocable TrustCommon Stock2004-01-054S07800.00009.5800D11926328.0000IHeld by Roger W.Sant Revocable TrustCommon Stock2004-01-054S02700.00009.6000D11923628.0000IHeld by Roger W.Sant Revocable TrustCommon Stock585849.0000DCommon Stock222860.0000IHeld by Roger W. Sant IRACommon Stock259484.0000IHeld by Victoria P. Sant IRACommon Stock35000.0000IHeld by N. Street TrustDirector Deferred Units2003-12-3 14A01008.03008.4320ACommon Stock1008.030011225.5500IDirector Deferred UnitsBy gift for no value.1-for-1.The Deferred Compensation Plan for Directors provides that as soon as practicable after the end of the calendar quarter following the date that director ceases to be a director (hereinafter, "retirement"), the Company shall issue (the "Initial Distribution") to such director one-fifth (20.00%) of that number of shares of common stock equal to the whole number of stock units in such director's stock unit account determined as of the close of the calendar quarter in which the director ceased to be a director; on the first, second and third anniversary of the Initial Distribution, the Company shall issue to such dir ector the same number of shares of common stock distributed in connection with the Initial Distribution.As soon as practicable after the fourth anniversary of the Initial Distribution, the Company shall (i) issue to such director the balance of that number of shares of common stock equal to the whole number of stock units in such director's stock unit account as of such anniversary date and (ii) distribute cash equal to any fractional stock units remaining in such account multiplied by the fair market value of the common stock as of such fourth anniversary date.A director may elect to receive the common stock represented by the stock units in such director's stock unit account in a single payment on such date as the Non-Employee Director may specify or in annual installments (not to exceed ten) beginning after retirement from the board of directors by written notification to the Company of such elected payment option and may modify any such election b y a subsequent written notification to the Company; provided, however, that the Company shall be required to give effect to any such written notification only if submitted to the Company no fewer than twelve months prior to such director's retirement from the board of directors.Joshua C. LaGrange, Attorney-in-Fact for Roger W. Sant2004-01-05 -----END PRIVACY-ENHANCED MESSAGE-----