-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N3959PbBgXecDpvPcgOTaYD3UcU+oAOiQtwqSiVY5hefJ3+BwVBIbXREw44tr98y YJoHIZ6m8dg0eSpfNbXMzg== 0001209191-03-033570.txt : 20031204 0001209191-03-033570.hdr.sgml : 20031204 20031204121042 ACCESSION NUMBER: 0001209191-03-033570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031202 FILED AS OF DATE: 20031204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANT ROGER W CENTRAL INDEX KEY: 0000903456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 031036955 BUSINESS ADDRESS: STREET 1: 1710 HOBAN RAOD NW CITY: WASHINGTON STATE: DC ZIP: 20007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORPORATION CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 N 19TH ST STREET 2: STE 2000 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7035221315 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-12-0200000874761AES CORPORATION AES0000903456SANT ROGER W1001 N. 19TH STREETSUITE 2000ARLINGTONVA222091000Common Stock2003-12-024M066104.00005.3400A585849.0000DCommon Stock2003-12-024S025806.00008.9000D12972728.0000IHeld by Roger W. Sant Revocable Trust Common Stock2003-12-024S011800.00008.8400D12960928.0000IHeld by Roger W. Sant Revocable TrustCommon Stock2003-12-024S010600.00008.8300D12950328.0000IHeld by Roger W. Sant Revocable TrustCommon Stock2003-12-024S0400.00008.8200D12949928.0000IHeld by Roger W. Sant Revocable TrustCommon Stock2003-12-024S01300.00008.8100D12948628.0000IHeld by Roger W. Sant Revocable TrustCommon Stock222860.0000IHeld by Roger W. Sant IRACommon Stock259484.0000IHeld by Victoria P. Sant IRACommon Stock35000.0000IHeld by N. Street TrustCommon Stock13574306.0000IHeld by Victoria P. Sant Revocable TrustStock Option (right to buy)5.34002003-12-024M066104.00000D2003-12-022003-12-03Common Stock66104.00000DImmediately following the exercise, the reporting person transferred 66,104 shares from direct ownership to indirect ownership via the Roger W. Sant Revocable Trust.This total reflects the distribution of 3,251 shares held indiretly via the Roger W. Sant IRA to the Roger W. Sant Revocable Trust.Joshua C. LaGrange, Attorney-in-Fact for Roger W. Sant2003-12-03 -----END PRIVACY-ENHANCED MESSAGE-----