-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PLxIyhxQVErpueRLOnIklclPyTbo8msnPSBrOECNKhe5SDiJ/pV0Bp4VVUWRIc20 uzql8cDgAg/xVW+MgbjvHQ== 0001179110-08-006155.txt : 20080318 0001179110-08-006155.hdr.sgml : 20080318 20080318155408 ACCESSION NUMBER: 0001179110-08-006155 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080314 FILED AS OF DATE: 20080318 DATE AS OF CHANGE: 20080318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Naill Roger CENTRAL INDEX KEY: 0001428321 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 08696414 BUSINESS ADDRESS: BUSINESS PHONE: 703-682-6416 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 3 1 edgar.xml FORM 3 - X0202 3 2008-03-14 0 0000874761 AES CORP AES 0001428321 Naill Roger 4300 WILSON BOULEVARD ARLINGTON VA 22203 0 1 0 0 Senior Vice President Common Stock 130796 I The Roger F. Naill Revocable Trust Common Stock 113525 I The Carol R. Naill Revocable Trust Common Stock 84254 I by 401(k) Plan Stock Option Grant (Right to Buy) 17.13 2009-02-02 Common Stock 17778 D Stock Option Grant (Right to Buy) 36.32 2010-02-04 Common Stock 12632 D Stock Option Grant (Right to Buy) 55.61 2011-01-31 Common Stock 10571 D Stock Option Grant (Right to Buy) 13.19 2011-10-25 Common Stock 104622 D Stock Option Grant (Right to Buy) 8.97 2014-02-04 Common Stock 8246 D Stock Option Grant (Right to Buy) 16.81 2015-02-25 Common Stock 4355 D Stock Option Grant (Right to Buy) 17.58 2016-02-24 Common Stock 6838 D Stock Option Grant (Right to Buy) 22.28 2017-02-23 Common Stock 3058 D Stock Option Grant (Right to Buy) 18.87 2018-02-22 Common Stock 4388 D Restricted Stock Units Common Stock 6132 D Restricted Stock Units Common Stock 3271 D Rstricted Stock Unit Common Stock 3057 D Restricted Stock Units Common Stock 1396 D Restricted Stock Units Common Stock 2135 D Units Common Stock 2759 D Immediately exercisable. These stock options vest in three equal annual installments. The first installment became exercisable on February 24, 2007, the second installment became exercisable on February 24, 2008 and the third installment will become exercisable on February 24, 2009. These stock options vest in three equal annual installments. The first installment became exercisable on February 23, 2008, and the next two installments will become exercisable on February 23, 2009 and February 23, 2010, respectively. These stock options vest in three equal annual installments. The first installment will become exercisable on February 22, 2009, and the next two installments will become exercisable on February 22, 2010 and February 22, 2011, respectively. These Restricted Stock Unit Award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vests in three equal annual installments beginning on February 4, 2005 if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or the cash equivalent at the discretion of The AES Corporation on or within 60 days from February 4, 2009. These Restricted Stock Unit Award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vests in three equal annual installments beginning on February 25, 2006 if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or the cash equivalent at the discretion of The AES Corporation on or within 60 days from February 25, 2010. These Restricted Stock Unit Award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vests in three equal annual installments beginning on February 24, 2007 if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or the cash equivalent at the discretion of The AES Corporation on or within 60 days from February 24, 2011. These Restricted Stock Unit Award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vests in three equal annual installments beginning on February 23, 2008 if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or the cash equivalent at the discretion of The AES Corporation on or within 60 days from February 23, 2012. These Restricted Stock Unit Award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vests in three equal annual installments beginning on February 22, 2009 if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or the cash equivalent at the discretion of The AES Corporation on or within 60 days from February 22, 2013. These are units awarded pursuant to the Restoration Supplemental Retirement Plan ("Restoration Plan"). The total number of units reflects the total of this award under the Restoration Plan and the existing balances in both the Restoration Plan and The AES Corporation Supplemental Retirement Plan (the "Plan"). The Plan was frozen in 2004 and no subsequent contributions have been made to it. Each unit is initially equal to one share of AES Common stock and units under the Plan are 100% vested upon award. Mr. Naill retains beneficial ownership of the shares in the Roger F. Naill Revocable Trust. Roger F. Naill 2008-03-18 -----END PRIVACY-ENHANCED MESSAGE-----